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DoDM 3025.01, Vol. 2, August 11, 2016
APPENDIX 4C: POTENTIAL GENERAL PURPOSE FORCE
CONTRIBUTIONS DURING A COMPLEX CATASTROPHE
1. As part of its responsibility for national preparedness efforts, DoD conducts specific planning
in accordance with Presidential Policy Directive-8. Presidential Policy Directive-8 establishes
the National Preparedness Goal and a National Preparedness System of interagency frameworks
(including the National Response Framework) and plans to prevent, protect against, respond to,
recover from, and mitigate the effects of those threats that pose the greatest risk to the United
States. The National Preparedness Goal identifies cross-cutting and core capabilities within five
mission areas that are necessary to achieve national preparedness: Prevention; Protection;
Mitigation; Response; and Recovery.
2. DHS established 15 core capabilities for response mission area in the National Preparedness
Goal. These core capabilities serve as a guide for the activities that generally must be
accomplished in incident response, regardless of which levels of government are involved. Core
capabilities are distinct from, but complementary to, FEMA’s ESF construct, with the ESFs
acting as the mechanism through which core capabilities are accomplished. See the National
Response Framework for additional information concerning the relationships between the
mission area, core capabilities, and ESFs.
3. In complex catastrophes, the demand on DoD for DSCA will be unprecedented. General-
purpose forces (GPF) could help meet the requirements from FEMA. Although GPF may lack
the technical expertise of specialized units, they can provide significant, less technical support to
subject matter experts. Even core capabilities requiring substantial technical expertise (e.g.,
Public Health, Healthcare, and Emergency Medical Services and Environmental
Response/Health and Safety) could benefit from GPF’s additional support during a complex
catastrophe. Understanding GPF’s role in achieving the response core capabilities will improve
DoD’s ability to plan for and respond to federal requests for assistance.
4. The following paragraphs identify examples of potential DoD GPF’s support to the response
mission area core capabilities (as described in the National Preparedness Goal) during a complex
catastrophe:
a. Planning.
(1) Because the operational demands of an incident are often more than can be handled
by a single entity, planning must be integrated across all levels of government and between
departments and agencies to ensure effective delivery of core capabilities.
(2) Consistent with Presidential Policy Directive-8, federal pre-incident planning begins
with the Response Federal Interagency Operational Plan (FIOP), which describes how federal
departments and agencies support response efforts, outlines objectives and critical tasks,
provides specific provisions for the integration of resources, and provides a basis for regional,
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State, and local plans. FEMA regional planners will develop plans that describe how to integrate
the federal capabilities described in the Response FIOP into a regional response. Interagency
planning also occurs through the ESF structures, in order to describe how each ESF is able to
support the delivery of core capabilities.
(3) During an incident, the Response FIOP, regional plans, and departmental plans form
the foundation for response activities. Implementation of these plans will vary based on
available information regarding the incident. As the incident progresses, response planners are
expected to coordinate with recovery planners to facilitate a seamless transition between mission
areas. After response activities are complete, “hot washes” and after-action reports are the
primary mechanisms for discussing observations and lessons. Observations and lessons learned
are captured in the Joint Lessons Learned Information System for validation and resolution.
(4) In support of FEMA, DoD can integrate planning efforts with other federal
departments and agencies, FEMA region planners, and State and local governments. DoD could
support federal partners for planning efforts during all phases of an incident. DoD may also be
asked to help with other functional, strategic, or operational planning, as necessary.
b. Public Information and Warning.
(1) Pre-incident messaging should focus on informing the public of preparedness
information and activities, such as what should be done before, during, and following an
incident. Public information and warnings will be disseminated through a wide variety of
mechanisms and formats, and may require the reestablishment of communications infrastructure.
Pre-scripting information releases in multiple languages and populations will speed the delivery
of essential information when needed.
(2) DoD could support requests for public affairs assistance. If asked to provide this
support, DoD should always coordinate messaging with the primary federal agency to ensure that
DoD messaging is consistent with the overall federal message. GPF with technical expertise and
information on certain issues, such as public health or CBRN incidents, and with public affairs
backg0rounds may be useful in public messaging and providing public affairs guidance to DoD
personnel in the area of operations.
c. Operational Coordination.
(1) The Operational Coordination core capability requires the establishment of
command, control, and coordination structures that are consistent with the National Incident
Management System, as well as the timely mobilization of resources. The primary federal
agency will focus on establishing shared situational awareness to facilitate the coordination,
prioritization, and deconfliction of response operations by the federal, State, and local
governments, non-governmental organizations (NGOs), and the private sector.
(2) Federal efforts will be heavily dependent upon headquarters structures and
coordination and liaison personnel. DoD command centers, such as the National Joint
Operations and Intelligence Center (NJOIC), should be prepared to integrate their processes with
those of the supported federal department or agency, as required. Federal partners also may
request significant support from DoD coordination and liaison personnel. Although DoD does
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maintain a cadre of coordination and liaison personnel for domestic response, the scope and scale
of a complex catastrophe could increase the demand and require a surge of coordination and
liaison personnel from GPF. DoD personnel (military and civilian) or DoD contractor personnel
with knowledge of DoD Component responsibilities and capabilities will be essential in
identifying DoD resources that might support requirements.
d. Critical Transportation.
(1) DoD may be asked to make major resource commitments to Critical Transportation
missions during a complex catastrophe. Basic assessments of transportation infrastructure will
be necessary immediately to identify needs across the affected area. The primary federal agency
may issue MAs specifically for this task, or may ask that responders identify these needs as they
conduct other missions. GPF could provide basic assessment information to higher headquarters
to support this core capability.
(2) DoD also may assist in reconstituting or bypassing transportation routes. In a
disaster that creates significant physical damage, there will be a need for route clearance and
debris removal. When the infrastructure is too damaged for rapid reconstitution, DoD GPF could
be used to bypass the damaged portions of the infrastructure. For example, aviation or maritime
assets could be used to deliver goods or personnel across damaged bridges or over debris-
clogged roadways.
(3) Although requests for transportation assets are common in normal DSCA operations,
the demand will be greater for a complex catastrophe. DoD may be asked for large amounts of
land, maritime, and air transportation assets for both the evacuation of personnel from and the
delivery of resources and personnel to an incident. GPF transportation units are well suited to
support most federal transportation requirements.
e. Environmental Response/Health and Safety.
(1) During any incident, responders and the public may face a wide range of hazards,
including heat stress, hypothermia, electrical hazards, fall hazards, and toxic industrial chemicals
and materials, including chemical, biological, and radiological hazards. Federal partners may
request support in conducting health and safety hazard assessments and wellness checks of the
public in their homes, performing cleanup, and disseminating guidance and resources to support
environmental health and safety actions for response personnel and the affected population.
(2) Some GPF may require additional “just-in-time” training because of the technical
nature of assessing and mitigating certain hazards. However, GPF may be able to support the
dissemination of hazard information, transportation to bypass hazardous areas, cleanup of
general hazards (e.g., uncontaminated debris), and other basic tasks without additional training.
f. Fatality Management Services.
(1) The timely, safe, and respectful disposition of the deceased is essential to an effective
national response. Recovering, identifying, and determining the cause of fatalities is a lengthy
process that is often complicated by the desires of families and the needs of investigative
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agencies. A complex catastrophe with the potential for thousands of fatalities could prove
exceptionally challenging.
(2) DoD participation in fatality management is typically limited, though expectations
and demands during a complex catastrophe may force DoD to play a larger role. Since there will
be a need for skilled and non-skilled DoD forces, the civilian sector may need to provide “just-
in-time” training in the recovery of human remains. DoD personnel must act in concert with
civilian medical examiners or coroner personnel when performing certain tasks, and DoD
personnel must obtain appropriate authorization to perform certain fatality management tasks.
(3) A mass fatality incident could generate significant demand for temporary storage,
human remains pouches, and possibly even the decontamination of remains. GPF may be able to
provide simple support, such as providing transportation, generators, and fuel to power
temporary morgues, refrigeration trucks for the temporary storage of human remains, and human
remains pouches.
g. Infrastructure Systems.
(1) Restoring critical infrastructure following an incident is essential to the transition
from response to recovery. Federal partners will work to decrease the threats associated with
infrastructure failure while stabilizing and restoring infrastructure systems.
(2) Although the reconstitution of infrastructure systems may require technical expertise,
GPF could provide other types of support. Specifically, GPF can assist with the identification of
damaged infrastructure facilities and the transportation of repair equipment, personnel, and other
resources. When appropriate, GPF also may be able to assist with debris clearance in and around
infrastructure facilities to expedite access during emergencies.
h. Mass Care Services.
(1) During a complex catastrophe, requirements for Mass Care Services may be
substantial and likely will last much longer than the immediate, life-saving response.
(2) Federal partners may request DoD help with a variety of mass care tasks. GPF could
support mass care efforts by transporting response personnel, survivors, and commodities, such
as food and water. Additionally, GPF may work in support of the American Red Cross, FEMA,
and HHS in their efforts to support family reunification and other needs related to
unaccompanied minors.
i. Mass SAR Operations.
(1) The Federal Government will leverage personnel, services, animals, and other SAR
assets to save the greatest number of endangered lives possible.
(2) Federal partners could request significant support from DoD for SAR operations
during a complex catastrophe. Although some types of SAR support (e.g., SAR in collapsed
buildings or CBRN environments) require specialized training, GPF may be able to provide
significant support of SAR operations. Specifically, GPF may play a large role in transporting
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SAR equipment and personnel into an area and transporting survivors out of an area. GPF also
could support SAR operations by locating survivors and requesting medical support or
extraction, as necessary. Finally, GPF could support the coordination of federal, State, local,
private, and NGO SAR support.
j. On-scene Security, Protection, and Law Enforcement.
(1) Policing and security are the responsibility of State and local law enforcement
entities and the National Guard under State control. In the aftermath of particularly complex
catastrophic incidents, it may be necessary to provide federal military personnel. The President
may direct DoD forces to restore order pursuant to Sections 331-335 of Title 10, U.S.C., also
known and referred to in this volume as “The Insurrection Act,” which is a statutory exception to
Section 1385 of Title 18, U.S.C., also known and referred to in this volume as “The Posse
Comitatus Act.”.
(2) In only extreme circumstances, the primary federal agency might request DoD
support for security and other law enforcement-related activities. Only the President or the
SecDef may approve such support, when authorized by law. On-scene Security and Protection
activities for which federal departments or agencies might request GPF support could include the
transportation of law enforcement personnel and equipment, area security, and force protection.
k. Operational Communications.
(1) Federal response efforts focus on improving the affected communities’ ability to
communicate and ensuring that responders at all levels have reliable communications equipment.
As the response develops, federal efforts will shift to the reestablishment of communications
infrastructure in the affected areas.
(2) GPF could support federal partners through the transportation of communications
gear. Additionally, GPF with organic communications equipment could augment responders to
facilitate their communications needs. FEMA also may ask DoD to establish communications
facilities for responders and the affected population, and GPF may be able to provide this
support.
l. Public Health, Healthcare, and Emergency Medical Services. Federal efforts may
focus heavily on the delivery of additional health professionals, medical equipment, and medical
supplies to the affected area. GPF may be able to provide basic care, including resuscitation and
first aid, to survivors. Other GPF may support this core capability by transporting response
resources and personnel to the affected area and evacuating ambulatory injured or ill survivors
who do not require medical oversight or management. Federal partners may ask DoD GPF to
support civilian medical facilities with non-medical tasks (e.g., administration, logistics) and
help with the establishment and equipping of medical treatment facilities. GPF also could
communicate public health and medical information to the affected population.
m. Situational Awareness. DoD may be heavily involved in developing situational
awareness and producing situational assessments. GPF could support this core capability by
collecting information on federal priorities (e.g., status of roads, location of survivors, extent of
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damage) and transmitting it to a higher headquarters for analysis and dissemination. GPF also
could assist with the headquarters-level analysis and dissemination of information.
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SECTION 5: IMMEDIATE RESPONSE AUTHORITY
5.1. GENERAL. There are two specific authorizations provided to DoD officials in DoDD
3025.18: immediate response authority and emergency authority. The procedures for the
provisions of emergency authority and their comparison with immediate response authority are
found in Appendix 14A of this volume.
a. DoDD 3025.18 prescribes policy regarding responding to the request of a civil authority
pursuant to immediate response authority, which may be used to save lives, prevent human
suffering, or mitigate great property damage. Immediate response authority does not permit
actions that would subject civilians to the use of military power that is regulatory, prescriptive,
proscriptive, or compulsory.
b. Support provided under immediate response authority should be provided on a cost-
reimbursable basis, where appropriate or legally required, but will not be delayed or denied
based on the inability or unwillingness of the requester to make a commitment to reimburse
DoD.
c. States use different authorities for State immediate response activities using State National
Guard forces. DoDD 3025.18 recognizes the authority of State officials to direct a State
immediate response using National Guard personnel under State command and control
(including personnel in a Title 32 status), in accordance with State law. However, National
Guard personnel will not be placed in or extended in Title 32 status to conduct State immediate
response activities.
d. Immediate response authority may be used whether the incident is a small, local
emergency or a complex catastrophe.
e. DoDD 3025.18 does not specify limitations on the maximum allowable distance from the
installation or facility where DoD immediate response activities may take place. This allows
DoD officials to exercise judgment based on the information and resources at hand.
f. The DoD official directing a response under immediate response authority must
immediately notify the NJOIC, through the chain of command, of the details of the response.
g. An immediate response must end when the necessity giving rise to the response is no
longer present (e.g., when there are sufficient resources available from State, local, and other
federal agencies to respond adequately and that agency or department has initiated response
activities) or when the initiating DoD official or a higher authority directs an end to the response.
5.2. KEY AUTHORITIES AND REFERENCES. Table 4 lists the key authorities and
references for immediate response authority.
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Table 4. Key Authorities and References for Immediate Response Authority
Key Authority/Reference
Description
Provides authority for the provision of support and
reimbursement for goods or services from one federal
Economy Act
department or agency to another, including immediate
response activities.
Requires user fee collections to be credited to the general
Section 3302 of Title 31, U.S.C.
fund of the Treasury as miscellaneous receipts.
Requires reimbursement for user fees and charges for
Section 9701 of Title 31, U.S.C.
government services and things of value.
Establishes DoD policy and assigns responsibilities for
DSCA. Provides immediate response authority to federal
DoDD 3025.18
military commanders, DoD Component heads, and
responsible DoD civilian officials.
Provides procedures for reimbursement for support
Chapters 1, 3, and 4 of Volume
provided pursuant to the Economy Act. Provides policy and
11A of DoD Financial
procedures for establishing appropriate fees for authorized
Management Regulation
services that DoD organizations supply and can be used for
7000.14-R
immediate response activities.
Deputy Secretary of Defense
Provides additional guidance on the use of immediate
Memorandum, “Utilization of
response authority during a complex catastrophe.
Immediate Response Authority
for Defense Support of Civil
Authorities in Complex
Catastrophes”
Provides guidance and principles for DSCA, including
Joint Publication 3-28
immediate response authority.
Provides direction and guidance for conducting and
DSCA EXORD
reporting immediate response authority activities.
5.3. EXAMPLES OF POSSIBLE DOD SUPPORT USING IMMEDIATE RESPONSE
AUTHORITY. Some examples of possible DoD support using immediate response authority
include:
a. Rescue, evacuation, and emergency medical treatment of casualties, maintenance or
restoration of emergency medical capabilities, and safeguarding the public health.
b. Emergency restoration of essential public services (including firefighting, water,
communications, transportation, power, and fuel).
c. Emergency clearance of debris, rubble, and explosive ordnance from public facilities and
other areas to permit rescue or movement of people and restoration of essential services.
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d. Monitoring and decontaminating radiological and chemical effects, and controlling
contaminated areas.
e. Management of biological effects and reporting through national warning and hazard
control systems.
f. Roadway movement planning.
g. Collecting, and distributing water, food, essential supplies, and materiel on the basis of
critical priorities.
i. Damage assessment.
j. Interim emergency communications.
k. MCM distribution support.
l. Explosive ordnance disposal.
(1) DoD explosive ordnance disposal personnel may provide immediate response for
explosive ordnance disposal support of civil authorities, when requested, in accordance with
DoDD 3025.18 and DoDI 3025.21, and may provide disposition of military munitions in
accordance with Parts 260-270 of Title 40, CFR.
(2) Domestic explosive ordnance disposal support of civilian law enforcement agencies
is provided in accordance with DoDI 3025.21.
5.4. DOD SUPPORT NOT COVERED BY IMMEDIATE RESPONSE AUTHORITY.
a. Immediate response authority does not authorize DoD officials to provide support without
a request from a civil authority.
b. Some other examples of DoD support that are not covered by immediate response
authority include:
(1) Support provided in accordance with existing memorandums of agreement (MOAs)
or mutual aid agreements (MAAs) (e.g., local firefighting, ambulance response). See Section 4
of Volume 1 of this manual for additional information concerning interagency support
agreements and MAAs.
(2) Support provided in accordance with a FEMA MA.
(3) Support of civilian law enforcement activities.
5.5. REQUEST FOR ASSISTANCE IN ACCORDANCE WITH IMMEDIATE
RESPONSE AUTHORITY PROCEDURES.
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a. A civil authority must make an oral or written request before a military commander or
responsible DoD civilian official may use immediate response authority. Civil authorities will be
informed that oral requests for assistance in an emergency must be followed by a written request
that includes an offer to reimburse DoD at the earliest available opportunity.
b. Evaluate the request based on the following criteria:
(1) Action is needed to save lives, prevent human suffering, or mitigate great property
damage.
(2) The time to act does not permit obtaining higher headquarters approval, in
accordance with DoDD 3025.18.
(3) Military actions do not involve the use of lethal force or subject civilians to the use of
military power that is regulatory, prescriptive, proscriptive, or compulsory.
(4) Actions must not subject DoD personnel to undue risk.
(5) Commitment by the requester to reimburse DoD is not a factor. Although immediate
assistance will be given with the understanding that costs will be reimbursed, assistance should
not be delayed or denied when the requestor is unable or unwilling to make a commitment to
reimburse.
(6) Ability, if known, of non-defense entities to respond to the urgency of the request.
(7) Responding should not jeopardize DoD missions.
c. A complex catastrophe may present multiple, simultaneous needs for and significant
challenges to the effective use of immediate response authority.
(1) The multiple, simultaneous needs for response may occur on and off installations,
complicating commanders’ and responsible DoD officials’ capacity to meet their own
requirements while striving to render effective immediate response to local civilian authorities.
(2) Before responding to a civilian authority’s request for assistance, DoD officials
should prioritize resources first to DoD requirements and then to the requirements of civilian
authorities, unless otherwise directed by a higher authority.
(3) DoD officials, before directing personnel and resources to respond outside the
locality of the installation, should consider challenges such as sustainment, transportation,
communications, mission impact, increased cost, and risk.
(4) The period of uncertainty and information deprivation immediately following a
complex catastrophe highlights the importance of prompt and concise notification to all DoD
organizations’ higher headquarters, as conditions permit, to aid in the building and maintenance
of situational awareness across DoD and the United States.
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(5) A request for immediate response in a complex catastrophe may require capabilities
from multiple DoD organizations on an installation and coordination with local counterparts in
nearby communities. In the event of a complex catastrophe, the actual request for immediate
response from the civil authority should be directed to the appropriate DoD official on the
installation, and further disseminated as needed.
d. All support provided in accordance with immediate response authority must be reported
through the chain of command to the NJOIC. Initial reports should be made as soon as practical.
(1) Reports should include:
(a) Civil authority requesting support and the time of the request.
(b) Type of support requested.
(c) Description of incident.
(d) Number, by type, of DoD assets and personnel (Active, Reserve, National Guard,
DoD civilian) to be provided or installation support provided.
(e) Whether contractor personnel are supporting, as permitted by applicable contract.
(f) Duration of support (DoD official’s assessment).
(g) Costs associated with force deployments and requester commitment to reimburse
DoD, if applicable.
(2) At a minimum, the NJOIC informs the following:
(a) ASD(HD&GS).
(b) Assistant to the Secretary of Defense for Public Affairs.
(c) Joint Staff/J33.
(d) Geographic CCDR.
(e) National Guard Bureau.
e. End immediate response authority activities as soon as:
(1) The criteria to provide immediate response are no longer met (e.g., saving lives,
protecting property, mitigating suffering under imminently serious conditions);
(2) The necessity giving rise to the response is no longer present (e.g., when there are
sufficient resources available from State, local, and other federal departments and agencies to
respond adequately and that agency or department has initiated response activities); or
(3) The initiating DoD official or a higher authority directs an end to the response.
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f. DoD officials directing immediate response should regularly reassess the necessity for
DoD support and, if immediate response activities have not yet ended, not later than 72 hours
after receiving the request. This does not mean that immediate response is limited to a 72-hour
duration, nor does it mean that immediate response may continue for up to 72 hours if one of the
requirements for ending response activities, listed in Paragraph 5.5.e. of this volume, is present.
g. To enhance preparedness for the use of immediate response authority for a complex
catastrophe, the following guidance should be incorporated into appropriate planning efforts.
(1) The Secretaries of the Military Departments and the relevant geographic CCDRs, in
coordination with each other and within their respective authorities and responsibilities, should
direct relevant DoD officials under their supervision, direction, and control to take appropriate
actions to share information on civil support capabilities with civil authorities at the State, local,
tribal, and territorial levels, before need, to facilitate requests for assistance under immediate
response authority when a need arises. This capability information should not list specific units
or assets.
(2) DoD officials with responsibilities for the Installation Emergency Management
program, as outlined in DoDI 6055.17 and DoDI 6200.03, should focus on responding to
emergencies on the installation and supporting their local communities under mutual aid and
assistance. DoD officials associated with these programs can enhance preparedness efforts
through participation in ongoing advance planning for such incidents and by brokering
appropriate introductions in advance of need.
5.6. FUNDING AND REIMBURSEMENT.
a. DoD units providing the immediate response use existing funding and resources.
b. DoD units must request reimbursement from the civil authority to whom assistance was
provided, unless reimbursement is not required (e.g., EOD support involving military munitions,
discarded military munitions, and unexploded ordnance that have DoD origins or appear to have
DoD origins).
c. Reimbursements from non-federal civil authorities are made to the U.S. Treasury in
accordance with Sections 3302 and 9701 of Title 31, U.S.C.
d. Reimbursements from federal civil authorities are made to the DoD organization
providing support in accordance with the Economy Act.
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SECTION 6: PSMAS
6.1. GENERAL.
a. FEMA is required, by Section 753 of Title 6, U.S.C., to develop PSMAs, in coordination
with federal departments and agencies with responsibilities under the National Response
Framework, including in the areas of logistics, communications, mass care, health services, and
public safety.
b. PSMAs must include information coordinated between FEMA and the supporting
department or agency before an incident. The intent is to facilitate a faster response and
standardize MAs.
c. PSMA development begins with the identification of a capability gap by the ESF
coordinator and other federal departments and agencies. Defense Agencies will staff the PSMA
within their organizations (e.g., DLA, NGA, or USACE) for approval. The ASD(HD&GS) is the
approving authority for all other DoD PSMAs.
d. PSMAs should include the following:
(1) Assistance Requested. The capability needed and the incident location.
(2) Statement of Work. Includes a description of the support required, including a list of
resources to be deployed. This statement should identify specific tasks but allow the assigned
agency flexibility to accomplish the tasks.
(3) Total Cost Estimate. The estimate must include an explanation of the individual
costs information associated with the request (e.g., personnel, equipment, travel) that contributes
to the total cost estimate.
(4) Supporting Notes. This is used by DoD to provide the supported federal department
or agency with planning guidance, such as estimated timelines for capabilities to be employed.
(5) Estimated Time Available. The time, in hours or days, FEMA expects to receive the
requested resources at the desired location. For example, DoD resources on a “prepare-to-deploy
order” timeline of 24 hours could be expected to arrive at the identified location within 48 or 96
hours. This provides the baseline planning factor for the requested resources, once approved.
6.2. KEY AUTHORITIES AND REFERENCES. Table 5 lists key authorities and references
for PSMAs.
Table 5. Key Authorities and References for PSMAs
Key Authority/Reference
Description
Section 753 of Title 6, U.S.C.
Establishes requirements for PSMAs.
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Table 5. Key Authorities and References for PSMAs, Continued
Key Authority/Reference
Description
Presents the guiding principles that enable all response
partners to prepare for and provide a unified national
response to disasters and emergencies - from the smallest
National Response Framework
incident to the largest catastrophe. The Federal
Government and many State governments use PSMAs to
assist in planning and reduce the time it takes to deploy
response resources.
6.3. PROCEDURES FOR DEVELOPING OR UPDATING PRE-SCRIPTED MAS.
a. NGA, DLA, and USACE, under existing SecDef and statutory authorities, coordinate and
approve FEMA PSMAs within their respective agencies.
b. The ASD(HD&GS), NGA, DLA, or USACE, at the request of ESF coordinators,
coordinates with the appropriate DoD Component or Defense Agency to develop new PSMAs or
update the existing PSMAs. Figure 2 is a sample PSMA.
c. The ASD(HD&GS) coordinates with Joint Staff/J33 to staff draft PSMAs with all key
stakeholders. This ensures that identified resources have been adequately reviewed and that
reasonable expectations or limiting factors are considered for planning and execution.
d. The ASD(HD&GS) is the final approving authority for all DoD PSMAs except those
related to support by NGA, DLA, and USACE. Following formal PSMA coordination, the
ASD(HD&GS) sends the new or updated PSMAs to FEMA for FEMA internal coordination and
inclusion into FEMA’s master PSMA library.
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Figure 2. Sample PSMA
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SECTION 7: DOD SUPPORT OF WILDLAND FIREFIGHTING
OPERATIONS
7.1. GENERAL.
a. Wildland fire management, suppression, and safety are of national importance to and an
ongoing concern of the American public. Wildland fires occur in areas with development or
with naturally occurring fuels such as grass, brush, or forest. Wildland fire areas that include
(sometimes damaged) structures are called wildland-urban interface areas.
b. State and local governments have the primary responsibility to prevent and control
wildfires within their respective jurisdictions.
c. DOI and USDA are responsible for fire management on federal lands within the United
States.
d. The June 2010 interagency agreement between DoD, USDA, and DOI establishes general
guidelines, terms, and conditions under which the National Interagency Fire Center (NIFC)
requests, and DoD may provide, temporary firefighting support in the form of personnel,
equipment, supplies, or fire protection services.. The Bureau of Land Management acts as the
administrator of this agreement.
e. The USDA and the DOI jointly manage the NIFC. It is staffed by personnel from
multiple federal departments and agencies whose facilities are combined to carry out their
respective department’s wildland fire management responsibilities.
f. NIFC is responsible for providing national coordination and logistics support for the
activities related to the control of forest and range fires within the United States, including fires
on State and private lands and U.S. Territories and Possessions.
g. DoD and the Tennessee Valley Authority have primary responsibility for wild fires that
occur on their respective lands.
h. FEMA may submit requests for assistance to DoD for capabilities and resources in
response to the effects of the wildfires on the civilian population. In these situations, the
procedures for requesting DoD support are the same as those for other natural disasters and
emergencies found in Section 4 of this volume.
7.2. KEY AUTHORITIES AND REFERENCES. Table 6 lists key authorities and references
for DoD wildland firefighting operations.
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Table 6. Key Authorities and References for Wildland Firefighting Operations
Key Authority/Reference
Description
Provides authority for the provision of support and
reimbursement from one federal department or agency to
Economy Act
another for goods or services. DoD is reimbursed for
wildland firefighting operations support pursuant to this
authority.
Establishes the President’s ability to declare an
“emergency” or “major disaster,” thereby permitting
Stafford Act
mobilization of federal assistance. FEMA reimburses DoD
for wildland firefighting operations pursuant to this
authority.
Provides authority for federal officials to enter into
Mutual Aid and Assistance
reciprocal support agreements with organizations in their
(Section 1856(b) of Title 42,
local communities that provide fire, emergency medical
U.S.C.)
services, and HAZMAT response and decontamination.
Establishes policy and assigns responsibilities for DSCA,
DoDD 3025.18
including response to wildland fires.
Establishes policy and criteria for the allocation,
DoDI 6055.06
assignment, operation, and administration of the DoD Fire
and Emergency Services Program.
Chapters 1, 3, and 4, as
Provides procedures for DoD reimbursement for support
appropriate of Volume 11A of
(e.g., wildland firefighting operations) provided pursuant to
DoD Financial Management
the Economy Act.
Regulation 7000.14-R
Delegates approval authority to CDRUSNORTHCOM for
the employment of the Modular Airborne Fire Fighting
System (MAFFS)-equipped C-130 aircraft, with an NIFC-
DSCA EXORD
approved request for assistance, for wildland firefighting,
DCOs and DCEs, LNOs, EPLOs, rotary-wing aircraft, and
other support.
June 2010 Interagency
Details provision of temporary support during wildland
Agreement Between DoD,
firefighting operations.
USDA, and DOI
Establishes a framework for partnership and cooperation in
MOU Among the NGA, USDA,
the application of geospatial data to the mapping and
and DOI
management of wildland fires.
7.3. EXAMPLES OF POSSIBLE DOD SUPPORT. The following are examples of the types
of support that DoD may provide in response to requests for assistance related to wildland fires:
a. Defense Liaisons.
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(1) DCO and DCE. The DCO assigned to FEMA Region 10 coordinates DoD wildland
firefighting support (the DCO assigned to FEMA Region 8 provides primary back-up, if needed).
The DCE provides staff support and coordination. .
(2) DoD Liaison to NIFC Headquarters. The FEMA Region 10 DCE provides an EPLO
on a seasonal basis to NIFC Headquarters in Boise, Idaho, to assist in the coordination of DoD
support with the National Incident Coordination Center (NICC), the interagency group
responsible for managing federal firefighting resources nationwide.
(3) EPLOs. Service EPLOs assist with the coordination of DoD support at the State and
FEMA regional levels. EPLOs also assist in coordinating with DoD installations on their role in
preparedness and response. When directed, EPLOs are under the tactical control of the DCO.
(4) DoD Liaison at FEMA NRCC. The DoD Liaison at the FEMA NRCC will help
coordinate DoD support of the FEMA response to the effects of wildland fires, as needed.
EPLOs assigned to the National Capital Region also may support the NRCC.
b. C-130 Aircraft Equipped with MAFFS.
(1) DoD can provide MAFFS-capable C-130 aircraft, MAFFS-certified aircrews, and
appropriate support personnel to conduct aerial dispersal of fire retardant on a reimbursable basis
when requests for this type of assistance comply with the requirements of the June 2010
interagency agreement between DoD, USDA, and DOI, and DoD is able to provide the support.
(2) NIFC requires MAFFS-equipped aircraft to be at a designated location not later than
48 hours after a request for assistance.
(3) The U.S. Forest Service (USFS) owns each MAFFS and is supported by designated
airlift wings (AWs). There are currently four AWs that provide MAFFS-equipped C-130s and
certified crews:
(a)
145th AW (North Carolina Air National Guard (ANG)) (Charlotte).
(b)
146th AW (California ANG) (Channel Islands).
(c)
153rd AW (Wyoming ANG) (Cheyenne).
(d)
302nd AW (U.S. Air Force Reserve) (Peterson Air Force Base, Colorado).
(4) The USFS has established agreements with each State (for each ANG AW) and the
U.S. Air Force (for the U.S. Air Force Reserve AW) that govern MAFFS support.
(5) NIFC trains and certifies all MAFFS crews annually.
c. Firefighting Personnel.
(1) NIFC may request military personnel for use as ground firefighting personnel to
supplement the national wildland firefighting workforce.
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(2) The requirement for ground support may be tailored, if the mission dictates, to 10
crews of 20 personnel each (200 personnel total), plus an overhead of 60 personnel for
appropriate DoD wildland firefighting command and control, for a total of 260 personnel. Each
Military Service component may be required to provide its own medical evacuation capability, or
it will be contracted by NIFC. Ground support crews may engage in: building fire breaks;
securing fire perimeters; containing fires; protecting structures; patrolling and extinguishing hot
spots; removing hose and fire equipment for rehabilitation; and mitigating erosion.
(3) SecDef must approve all NIFC requests for military personnel conducting ground
firefighting.
(4) All military personnel requested by NIFC as ground firefighting crews will undergo a
pre-deployment training program to become certified by NIFC as trained wildland firefighting
personnel.
(5) NIFC will provide all logistics and other support once a military unit arrives at the
fire base camp, including specialized firefighting equipment. Weapons are not authorized for
firefighting duties.
d. Rotary-Wing Aircraft.
(1) NIFC may request rotary-wing aircraft with water buckets to support aerial
suppression operations.
(2) DoD rotary-wing aircrews may require pre-deployment certification before
supporting firefighting operations. Some Active Component units engage in pre-season training
with federal, State, or local authorities due to the threat of wildland fires near their military
installations. In some States, National Guard units habitually engage in pre-season training with
federal, State, or local authorities.
(3) NIFC will provide specialized communications at a home station before aircraft
deployment.
(4) The DSCA EXORD authorizes the supported CCDR to approve validated NIFC
requests for up to four medium/heavy lift helicopters and up to 14 light/medium lift helicopters
with or without water buckets.
7.4. REQUEST FOR ASSISTANCE PROCEDURES.
a. The FEMA Region 10 DCO or the DoD Liaison at NIFC headquarters will coordinate
with the NICC on appropriate language (i.e., requested requirement, dates required, location,
points-of-contact, and reimbursement information) and will validate the request in accordance
with DoDD 3025.18.
b. Only the NIFC Director, NIFC Deputy Director, or the NICC Director may sign a request
for DoD assistance.
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c. NIFC will submit all requests for assistance for DoD support of wildland firefighting
operations to the supported CCDR.
d. If a CCDR does not have the authority to approve the MA, the CCDR forwards the MA to
Joint Staff/J33 for staffing and SecDef decision.
7.5. FUNDING AND REIMBURSEMENT.
a. All DoD support provided to NIFC is fully reimbursable pursuant to the Economy Act.
b. Detailed procedures for reimbursement are included in the June 2010 interagency
agreement between DoD, USDA, and DOI.
7.6. COORDINATION.
a. The FEMA Region 10 DCO and the DoD LNO will coordinate with NIFC to conduct two
annual meetings between DoD and NIFC personnel:
(1) A pre-fire season coordination meeting not later than May 1 to coordinate support
before the upcoming fire season and to review issues from the previous fire season.
(2) A post-fire season coordination meeting not later than December 15 to identify issues
from the fire season and identify offices of primary responsibility to resolve those issues before
the pre-season conference.
b. Periodic teleconference calls and video teleconferences also can be used to address
specific issues, as required.
7.7. POINTS OF CONTACT.
a. NIFC: NICC Manager, NIFC, Boise, Idaho; 208-387-5400.
b. DoD: Director, DSCA, Washington, DC; 571-256-3984, email: osd.pentagon.ousd-
policy.list.civil-support@mail.mil.
c. DoD, DCO/DCE Region 10, Ops-Plans Support to Wildland Firefighting, Bothell,
Washington, (210) 295-5294 or (210) 247-8922.
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SECTION 8: OIL AND HAZARDOUS SUBSTANCES
8.1. GENERAL.
a. DHS/USCG is designated as the lead federal agency for responding to, or directing the
response to the release, or threatened release, of any hazardous substance, including oil, into the
coastal zone. The EPA is the lead federal agency for the inland zone. The USCG designation is
in accordance with:
(1) Sections 1251-1376 of Title 33, U.S.C., also known and referred to in this volume as
“The Federal Water Pollution Control Act (Clean Water Act).”
(2) Section 9601, et. seq. of Title 42, U.S.C., also known and referred to in this volume
as “The Comprehensive Environmental Response, Compensation, and Liability Act” and
implemented in Part 300 of Title 40, CFR, also known and referred to in this volume as the
“National Oil and Hazardous Substances Pollution Contingency Plan (NCP).”
b. Per Section 300.120 of the NCP, DoD is the designated on-scene coordinator (OSC) for
all hazardous substance releases that originate from any facility or vessel under the jurisdiction,
custody, or control of DoD.
c. Oil discharges and hazardous substance releases are reported to the National Response
Center (NRC) located in Washington, D.C. The NRC disseminates the report to federal, State,
and local agencies that may have jurisdiction and authorities to respond. The pre-designated
OSC will review all reports received from the NRC to determine the need for federal
involvement. State and local governments and the responsible party may address an oil
discharge or hazardous substance release without federal assistance if the OSC determines that
federal assistance is not required. In this case, the federal role is strictly a monitoring function
with no active response or federal coordination.
d. The OSC will direct response efforts and coordinate all other efforts at the scene of a
discharge or release in accordance with the NCP if the OSC determines that federal involvement
is required.
e. The National Response Team (NRT) and Regional Response Team (RRT) are available to
support the OSC, upon request. Additionally, special teams listed in the NCP are available to
assist OSCs.
(1) NRT. The EPA and USCG co-chair the NRT. Representatives from other federal
departments and agencies with interest and expertise in various aspects of emergency response
and pollution incidents comprise its membership.
(2) RRT. The EPA and USCG co-chair the RRT. RRT agency membership parallels
that of the NRT and also includes State representatives.
f. The NCP further designates the National Response System (NRS) as the mechanism for
coordinating response actions by all levels of government in support of the OSC. The NRS is
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DoDM 3025.01, Vol. 2, August 11, 2016
composed of the NRT, RRT, OSCs, area committees, and special teams and is also an
operational supplement to the National Response Framework.
8.2. KEY AUTHORITIES AND REFERENCES. Table 7 lists key authorities and references
for oil and hazardous substances.
Table 7. Key Authorities and References for Oil and Hazardous Substances
Key Authority/Reference
Description
Authorizes the Secretary of the Navy to provide necessary
Sections 7361-7364 of Title 10,
salvage facilities and facilities and equipment to prevent,
U.S.C.
abate, or minimize damage to the environment, including oil
spill response capability.
Establishes broad federal authority to respond to releases or
threats of releases of hazardous substances, pollutants, or
Clean Water Act
contaminants that may present an imminent and substantial
danger to public health or welfare.
Describes payment or reimbursement from the Pollution
Part 153.407 of Title 33, CFR
Fund when authorized by EPA or USCG.
The Comprehensive
Authorizes short-term removals where actions may be taken
Environmental Response,
to address hazardous substance releases or threatened
Compensation, and Liability
releases requiring prompt response.
Act
Describes response actions taken pursuant to the
NCP
Comprehensive Environmental Response, Compensation,
and Liability Act and Section 311 of the Clean Water Act.
Requires companies to have a plan to prevent spills that
Public Law 101-380
may occur and to have detailed containment and cleanup
plans for oil discharges.
Provides authority for the provision of support and
reimbursement from one federal department or agency to
Economy Act
another for goods or services. DoD may use the provisions
of the Economy Act to provide support in response to an oil
or hazardous substance spill.
Establishes the President’s ability to declare an emergency
or major disaster, thereby permitting mobilization of federal
Stafford Act
assistance. FEMA reimburses DoD for oil and hazardous
substances incidents pursuant to this authority.
Establishes the Secretary of Homeland Security as the
Homeland Security Presidential
principal federal official for domestic incident management,
Directive-5
including for major disasters and other emergencies.
Provides policies and procedures for interagency support
agreements. DoD may enter into agreements with other
DoDI 4000.19
federal departments and agencies to respond to oil and
hazardous substances spills.
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Table 7. Key Authorities and References for Oil and Hazardous Substances, Continued
Key Authority/Reference
Description
Allows the Under Secretary of Defense for Acquisition,
Technology, and Logistics to exercise all authorities
delegated to SecDef in Executive Order 12777 relating to
DoDD 5134.01
responsibilities of federal trustees for natural resources
pursuant to Section 311 of the Clean Water Act and Public
Law 101-380.
Chapters 1, 3, and 4 of Volume
Provides procedures for reimbursement for support
11A of DoD Financial
provided pursuant to the Economy Act. DoD may provide
Management Regulation
support to other federal partners for oil and hazardous
7000.14-R
substance spill response pursuant to the Economy Act.
MOA Between the U.S. Navy
Provides conditions and procedures for the USCG to request
and the USCG Regarding
the U.S. Navy provide oil spill clean-up and salvage
Interservice Cooperation in Oil
equipment and services. It also includes reimbursement
Spill Response and Salvage
procedures and policies.
Operations
Inter-Service Support
Provides guidelines to expedite USACE requests for wreck
Agreement Between the
and marine debris removal and salvage operations support
USACE and the U.S. Navy for
by the U.S. Navy Supervisor of Salvage and Diving.
Providing Support with
Wreck/Marine Debris Removal
and Salvage Operations
Provides structures for implementing nationwide response
policy and operational coordination for all types of domestic
National Response Framework
incidents. ESF #10, Oil and Hazardous Materials Response,
is led by the EPA as the coordinator.
FEMA Response and Recovery
Clarifies activities FEMA (ESF #10) will or may fund
Directorate Policy Number
following a Stafford Act declaration related to hazardous
9523.8
material.
DHS/USCG NPFC Publication
Provides information on how the federal response to oil
16465.2
spills is funded in accordance with Public Law 101-380.
Provides technical operating procedures for resource
documentation for agency reimbursement after receipt of a
Pollution Removal Funding Authorization (PRFA). In
Chapter 8 of DHS/USCG NPFC
accordance with the terms of a PRFA, a FOSC may agree to
Instruction 16451.2
reimburse another government agency for costs incurred in
providing any agreed upon removal services and assistance
to the FOSC.
8.3. EXAMPLES OF POSSIBLE DOD SUPPORT. DoD provides expertise and support
mainly through the USACE and the U.S. Navy.
a. USACE support capabilities in oil spill cleanup activities include:
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(1) Recovery of oil.
(2) Contracting.
(3) Construction management.
(4) Real estate support services.
(5) Engineering.
(6) Environmental review and monitoring.
(7) Regulatory permitting.
(8) Research and development.
(9) General support of recovery efforts.
(10) Power generation.
b. The Navy’s Supervisor of Salvage can provide an extensive array of specialized
equipment and personnel.
(1) Ship salvage.
(2) Shipboard damage control.
(3) Diving.
(4) Skimmers.
(5) Booms.
c. For Presidentially-declared disasters, FEMA may request DoD support in the following
areas:
(1) Detection.
(2) Identification.
(3) Containment.
(4) Cleanup or disposal of HAZMAT.
(5) Household hazardous waste collection.
(6) Permitting and monitoring debris removal.
(7) Water and air quality monitoring and protection.
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(8) Protection of natural resources.
(9) Critical infrastructure protection.
8.4. REQUEST FOR ASSISTANCE PROCEDURES.
a. Requests for assistance from the USACE generally should be made to the USACE
Operations Center, particularly for significant responses. For routine, smaller spills, the USACE
Omaha District-Rapid Response office may provide technical support (phone: (402) 293-2500,
email: cenwo-eoc@usace.army.mil).
b. The OSC may directly request Navy support in accordance with the MOA between the
Navy and the USCG. The Supervisor of Salvage, under the authority, direction, and control of
the Secretary of the Navy, may provide resources in response to oil discharges and also has an
interagency agreement with the USACE to provide response support.
c. The OSC directs requests for federal assistance to the designated FCO following a
presidential major disaster or emergency declaration regarding a major discharge or an oil
discharge or hazardous substance release. Such requests occur simultaneously or in conjunction
with a declared disaster. Upon determination of a need for DoD assistance, a DCO will be
appointed to handle requests.
8.5. FUNDING AND REIMBURSEMENT.
a. Fiscal Responsibility. The primary responsibility for reporting and removing oil and
hazardous substances rests with the responsible party. A federal response is activated only when
the OSC deems it necessary.
b. OSC Funding Streams. There are two main funding streams available to OSCs, if a
responsible party is unknown, unable, or unwilling to fund the response.
(1) Public Law 101-380 created the Oil Spill Liability Trust Fund (OSLTF) for oil
discharges, as defined in the Clean Water Act. The OSC may access the USCG-administered
National Pollution Funds Center to pay for actions to remove a discharge or threat of oil
affecting navigable waters.
(2) The Comprehensive Environmental Response, Compensation, and Liability Act Trust
Fund (Superfund) is for hazardous substance releases, as defined in the Comprehensive
Environmental Response, Compensation, and Liability Act. The EPA administers the
Superfund, and the OSCs may access it for removal of hazardous releases.
c. MOA Between the U.S. Navy and the USCG. Procedures for reimbursement for DoD
assistance depend on the location and circumstances surrounding a particular discharge. Billing
will be computed and submitted in accordance with the June 2015 MOA between the U.S. Navy
and the USCG.
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DoDM 3025.01, Vol. 2, August 11, 2016
d. Stafford Act. When DoD resources are employed in assisting civil authorities, billings
are computed and submitted in accordance with the Stafford Act through FEMA similar to other
natural disasters and emergencies.
e. Economy Act. Reimbursement for support that is not in accordance with the Stafford Act
or other legal authorities can be provided pursuant to the Economy Act for actual (total) costs.
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SECTION 9: NUCLEAR AND RADIOLOGICAL INCIDENT SUPPORT
9.1. GENERAL.
a. The department or agency that leads the response to the nuclear and radiological incident
is dependent on factors such as which department or agency owns or operates the facility or
material and where it is released. In the Nuclear/Radiological Incident Annex to the National
Response Framework, the following federal departments and agencies have coordination
responsibilities:
(1) DoD or DOE, as appropriate, for incidents involving nuclear and radiological
materials or facilities owned or operated by DoD or DOE.
(2) DoD or DOE, as appropriate, for incidents involving a nuclear weapon, special
nuclear material, or classified components under DoD or DOE custody.
(3) The National Aeronautics and Space Administration (NASA) for nuclear material
under NASA custody.
(4) The Nuclear Regulatory Commission, for incidents involving materials or facilities
licensed by the Nuclear Regulatory Commission or Agreement States.
(5) DHS, generally through Customs and Border Protection, for incidents involving the
inadvertent import of radioactive materials as well as any other incidents where radioactive
material is detected at borders.
(6) EPA or DHS/USCG, as appropriate, for environmental response and cleanup for
incidents not covered in Paragraphs 9.1.b.(1) through 9.1.b.(5) of this volume.
(7) DHS for all deliberate attacks involving nuclear and radiological facilities or
materials, including radiological dispersal devices (RDDs) and improvised nuclear devices
(INDs).
b. The CBRN Response Enterprise also may be used to respond to nuclear and radiological
incidents. See Appendix 9B of Volume 1 of this manual for information on the CBRN Response
Enterprise.
9.2. KEY AUTHORITIES AND REFERENCES. Table 8 lists key authorities and references
for nuclear and radiological incident support.
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Table 8. Key Authorities and References for Nuclear and Radiological Incident Support
Key Authority/Reference
Description
Provides authority for the provision of support and
reimbursement from one federal department or agency to
Economy Act
another for goods or services, including DoD response to
nuclear and radiological incidents.
SecDef, upon request of the Attorney General, may provide
Section 382 of Title 10, U.S.C.
assistance in support of the DOJ activities during an
emergency situation involving a WMD.
Establishes the authority to order a unit or Service member
(in the Selected Reserve or Individual Ready Reserve) to
active duty to provide assistance in responding to an
Section 12304 of Title 10,
emergency involving a use or threatened use of a WMD or a
U.S.C.
terrorist attack or threatened terrorist attack in the United
States that results, or could result, in significant loss of life
or property.
Provides that the Attorney General may request assistance
from SecDef in the enforcement of prohibited transactions
Section 831 of Title 18, U.S.C.
involving nuclear material if an emergency situation exists
and the provision of such assistance will not adversely
affect military preparedness.
Provides that the ASD(HD&GS) is responsible for
coordinating DoD assistance to federal, State, and local
Section 2313 of Title 50, U.S.C.
officials in responding to threats involving nuclear,
radiological, biological, and chemical weapons or high-
yield explosives or related materials or technologies.
Directs SecDef to develop and maintain at least one
domestic terrorism rapid response team capable of aiding
federal, State, and local officials in the detection,
Section 2314 of Title 50, U.S.C.
neutralization, containment dismantlement, and disposal of
WMDs containing chemical, biological, radiological,
nuclear, and high-yield explosives.
Directs the Secretary of Energy to manage all emergency
Executive Order 12656
planning and response activities pertaining to DOE nuclear
facilities.
Provides direction in the event of a deliberate attack. DHS
Homeland Security Presidential
assumes its domestic incident management responsibilities,
Directive-5
and DOJ assumes law enforcement coordination activities.
National Security Presidential
Provides Presidential directive for U.S. nuclear weapons
Directive-28
command and control, safety, and security.
National Security Presidential
Defines roles and responsibilities and implements policy to
Directive-43/ Homeland
enhance national nuclear and radiological detection
Security Presidential Directive-
capabilities to protect the homeland against nuclear attack.
14
Provides the Federal Government’s approach to countering
Presidential Policy Directive-17
improvised explosive devices.
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Table 8. Key Authorities and References for Nuclear and Radiological Incident Support,
Continued
Key Authority/Reference
Description
Establishes policies and assigns responsibilities for DoD
DoDD S-2060.04
Support of the National Technical Nuclear Forensics
Program.
Assigns responsibility to the ASD(HD&GS) to coordinate
DoD assistance to federal, State, and local officials in
responding to threats involving chemical, biological,
DoDD 5111.13
radiological, nuclear, and high-yield explosives (CBRNE)
weapons or related materials or technologies, including
assistance in their identification, neutralization,
dismantlement, and disposition.
Establishes policy and assigns responsibilities for the DoD
consequence management response to U.S. nuclear weapon
DoDD 3150.08
incidents and other nuclear or radiological incidents
involving materials in DoD custody.
Assigns responsibility to the Assistant Secretary of Defense
for Nuclear, Chemical, and Biological Defense Programs to
DoDD 5134.08
coordinate homeland defense and consequence management
activities with the ASD(HD&GS).
Establishes policy and assigns responsibilities for the DoD
DoDI 3150.10
response to U.S. nuclear weapon incidents.
Provides a concept of operations as well as functional
DoD Manual 3150.08
information necessary to execute a comprehensive and
unified response to a nuclear weapon accident.
Provides procedures for reimbursement for support
Chapters 1, 3, and 4 of Volume
provided pursuant to the Economy Act. Provides policy and
11A of DoD Financial
procedures for establishing appropriate fees for authorized
Management Regulation
services that DoD organizations supply, including response
7000.14-R
to nuclear and radiological incidents.
Describes the Joint Nuclear Accident and Incident Response
Team. It provides guidance and establishes DoD
responsibilities for ensuring a joint 24-hour-a-day capability
CJCS Instruction 3431.01
to meet the initial DoD time-sensitive management
requirements for an accident or incident involving U.S.
nuclear weapons in DoD or DOE custody, or a military
reactor, occurring anywhere in the world.
Provides joint doctrine for the military response to mitigate
Joint Publication 3-41
the effects of a CBRN event or incident.
Delegates limited approval authority to
CDRUSNORTHCOM and CDRUSPACOM for routine and
historical requests for assistance to provide a rapid and
DSCA EXORD
flexible DoD response to other federal departments and
agencies for potential or actual disasters or emergencies,
including nuclear and radiological incidents, within the
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United States and its territories, possessions, and
protectorates.
Directs DoD to maintain and be prepared to provide a
domestic CBRN response capability. Delegates limited
Domestic CBRN Response
approval authority to CDRUSNORTHCOM and
EXORD
CDRUSPACOM to provide a rapid and flexible federal
response for domestic CBRN emergencies and disasters.
Identifies capabilities needed to respond to and recover
DHS Strategy for Improving the
from an IND incident within the National Response
National Response and
Framework and its annexes. It sets the goals and objectives
Recovery from an Improvised
from which a DHS-led national plan may be developed to
Nuclear Device Attack
address vulnerabilities and gives strategic direction in
meeting the IND response and recovery mission.
Provides emergency planners with nuclear detonation-
Planning Guidance for
specific response recommendations to maximize the
Response to a Nuclear
preservation of life in the event of an urban nuclear
Detonation
detonation.
Provides guidelines to federal departments and agencies on
May 2011 Interagency
the conduct of domestic radiological or nuclear search
Domestic Radiological/Nuclear
operations in the event of a credible radiological or nuclear
Search Plan
threat.
Improvised Nuclear Device
Provides resources for emergency responders and federal,
Response and Recovery
State, and local officials who are communicating with the
Communicating in the
public and the media during the immediate aftermath of a
Immediate Aftermath, June
nuclear detonation in the United States.
2013
Provides communications guidance for domestic nuclear
Communicating During and
power plant incidents. It also provides backg0round
After a Nuclear Power Plant
information explaining roles and responsibilities across all
Incident, June 2013
levels of government during a nuclear power plant incident.
Presents the guiding principles that enable all response
partners to prepare for and provide a unified national
National Response Framework
response to disasters and emergencies - including nuclear
and radiological incidents.
Describes the policies, situations, concepts of operations,
Nuclear/Radiological Incident
and responsibilities of the federal departments and agencies
Annex to the National Response
governing the immediate response and short-term recovery
Framework
activities for incidents involving release of radioactive
materials in order to address the consequences of the event.
9.3. EXAMPLES OF POSSIBLE DOD SUPPORT.
a. Medical, dosimetry testing support, medical advisory teams, and laboratory diagnostics.
b. Logistics.
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c. Public affairs.
d. Communications.
e. Command and control.
f. Technical SAR.
g. Explosive ordnance disposal.
h. Aviation evacuation.
i. Advisory teams.
j. Modeling support.
k. Decontamination of ambulatory and non-ambulatory individuals.
l. Ground and air debris sampling and measurements.
m. Laboratory analysis and evaluation of debris.
9.4. REQUEST FOR ASSISTANCE PROCEDURES.
a. Requests for assistance will be in writing and include a commitment to reimburse DoD
pursuant to the Economy Act, if applicable. The requests should be addressed to SecDef, the
Deputy Secretary of Defense, or the DoD Executive Secretary, 1000 Defense, Pentagon,
Washington, D.C., 20301-1000.
b. For Presidential emergency declarations pursuant to the Stafford Act, follow the
procedures in Section 4 of this volume.
9.5. FUNDING AND REIMBURSEMENT.
a. Stafford Act. FEMA provides DoD reimbursement pursuant to the provision of the
Stafford Act for Presidentially-declared disasters and emergencies.
b. Economy Act. Reimbursement for support provided that is not pursuant to the provision
of the Stafford Act usually will be provided pursuant to the Economy Act.
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SECTION 10: ANIMAL AND PLANT DISEASE RESPONSE
10.1. GENERAL.
a. The Animal and Plant Health Inspection Service (APHIS) is the agency within USDA
responsible for protecting animal health, animal welfare, and plant health. Chapter 104 of Title
7, U.S.C., also known and referred in this volume as the “Plant Protection Act,” and Chapter 109
of Title 7, U.S.C., also known and referred to in this volume as the “Animal Health Protection
Act,” consolidated and modernized previous animal and plant health statutes and gave
USDA/APHIS additional authorities to respond to pest and disease threats.
b. Pursuant to the DoD-USDA MOA “Concerning Response to Animal Diseases and Other
All-Hazards Incidents,” USDA/APHIS may request a range of DoD support in accordance with
the Economy Act.
c. The National Response Framework, ESF #11, also describes animal and plant disease
response. The Secretary of Homeland Security may activate ESF #11 for incidents requiring a
coordinated federal response and the availability of support for one or more of these roles and
functions. USDA is the ESF #11 coordinator and may request DoD assistance pursuant to the
authority of the Stafford Act.
10.2. KEY AUTHORITIES AND REFERENCES. Table 9 lists key authorities and
references for animal and plant disease response.
Table 9. Key Authorities and References for Animal and Plant Disease Response
Key Authority/Reference
Description
Establishes the Secretary of Agriculture’s authority to make
a declaration of extraordinary emergency due to the
Plant Protection Act
presence of a plant or noxious weed that threatens plants or
plant products in the United States.
Establishes the Secretary of Agriculture’s responsibility for
Animal Health Protection Act
animal health protection.
Establishes the President’s ability to declare the plant or
Stafford Act
animal disease response an emergency or major disaster.
FEMA reimburses DoD pursuant to this authority.
Provides authority for the provision of support and
reimbursement from one federal department or agency to
Economy Act
another for goods or services, including DoD support in
response to animal and plant diseases.
Establishes national policy to defend the agriculture and
Homeland Security Presidential
food system against terrorist attacks, major disasters, and
Directive-9
other emergencies.
Establishes policy and assigns responsibilities for DSCA,
DoDD 3025.18
including support of USDA and FEMA.
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Table 9. Key Authorities and References for Animal and Plant Disease Response,
Continued
Key Authority/Reference
Description
Establishes DoD policy to provide veterinary services for
the prevention and control of animal diseases and conditions
DoDD 6400.04E
that present a public health threat to the military
community. Designates the Secretary of the Army as DoD
Executive Agent for the DoD Veterinary Services Program.
Assigns responsibilities for animal disease response in
DoDI 6200.03
relation to public health emergencies.
Chapters 1, 3, and 4, as
Provides procedures for reimbursement for support
appropriate, of Volume 11A of
provided pursuant to the Economy Act.
DoD Financial Management
Regulation 7000.14-R
Provides structures for implementing nationwide response
policy and operational coordination for domestic incidents.
One of the functions of ESF #11 includes implementing
integrated federal and State, local, tribal, and territorial
National Response Framework
(SLTT) responses to an outbreak of a highly contagious or
economically devastating animal and zoonotic disease, or an
outbreak of a harmful or economically significant plant pest
or disease.
DoD-USDA MOA “Concerning
Strengthens collaboration and promotes effective
Response to Animal Diseases
interagency preparedness and response to animal diseases
and Other All-Hazards
and other all-hazards incidents that may constitute a
Incidents”
potential or an actual emergency situation.
10.3. EXAMPLES OF POSSIBLE DOD SUPPORT.
a. Incident support bases.
b. Technically qualified personnel to assist the USDA with foreign animal disease diagnosis,
epidemiology, microbiology, immunology, entomology, pathology, and public health.
c. Epidemiology, surveillance, and tracing.
d. Laboratory diagnostic capabilities.
e. Training.
f. Transportation and installation support.
g. Public affairs and communications support.
h. Animal debris removal and disposal.
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i. Animal depopulation and disposal.
j. Decontamination.
k. Field operations.
l. DoD Veterinary LNOs and DoD veterinary support officers.
10.4. REQUEST FOR ASSISTANCE PROCEDURES.
a. The DoD-USDA MOA, “Concerning Response to Animal Diseases and Other All-
Hazards Incidents,” describes the procedures for requesting DoD support. Templates for request
for assistance memoranda are attachments in the MOA.
b. For Presidentially-declared disasters and emergencies, FEMA may request DoD
assistance through the FEMA MA process, as described in Section 4 of this volume, for DSCA
incident response.
10.5. FUNDING AND REIMBURSEMENT.
a. Stafford Act. FEMA provides DoD reimbursement pursuant to the provision of the
Stafford Act for Presidentially-declared disasters and emergencies.
b. Economy Act. Reimbursement for support provided that is not under the provision of the
Stafford Act usually will be provided pursuant to the Economy Act.
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SECTION 11: MCM DISTRIBUTION
11.1. GENERAL.
a. In the event of a biological incident and if there are MCM available, State and local
authorities may require support from the Federal Government to distribute MCM to the
American people. Depending on the pathogen of concern, MCM must be dispensed to affected
populations within 48 hours to prevent large-scale casualties.
b. Executive Order 13527 requires the Federal Government to develop the capacity to
anticipate and immediately supplement the capabilities of affected jurisdictions to distribute
MCM rapidly following a biological attack (e.g., a deliberate release of anthrax) or natural
disease outbreak. The Federal Interagency Concept of Operations - Rapid Medical
Countermeasures Dispensing focuses on the rapid and coordinated deployment of federal
personnel and resources to supplement State and local governments’ capability to dispense MCM
to affected communities.
c. Installation commanders in the vicinity of the incident may provide support to State or
local authorities through immediate response authority (see Section 5 of this volume) or through
MAAs (see Section 4 of Volume 1 of this manual).
d. As described in the National Response Framework, the Secretary of Health and Human
Services leads all federal public health and medical responses to public health emergencies and
incidents. The Secretary of Health and Human Services may declare a Public Health Emergency
if the situation is warranted. The President may also issue an emergency or disaster declaration.
e. In most likely scenarios, DoD will provide support to FEMA following both a Stafford
Act declaration and a declaration of a public health emergency. ESF #8 - Public Health and
Medical Services, led by HHS, will coordinate the federal response. Federal actions will focus
on life-saving operations and decreasing morbidity. In addition to MCM distribution and
dispensing, FEMA may request DoD to provide extensive diagnostic sample testing;
identification of current and projected contamination zones; modeling support; MCM efficacy
testing; public affairs and public health messaging; or provision of life-support items such as
food, fuel, and logistics.
11.2. KEY AUTHORITIES AND REFERENCES. Table 10 lists key authorities and
references for MCM distribution.
Table 10. Key Authorities and References for MCM Distribution
Key Authority/Reference
Description
Establishes the authority for SecDef to assist the Attorney
Section 382 of Title 10, U.S.C.
General in enforcing prohibitions regarding WMDs,
including biological or chemical WMDs.
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Table 10. Key Authorities and References for MCM Distribution, Continued
Key Authority/Reference
Description
Establishes the President’s ability to declare an emergency
or major disaster, including when related to biological
Stafford Act
incidents. FEMA reimburses DoD pursuant to this
authority.
Provides authority for the provision of support and
reimbursement from one federal department or agency to
Economy Act
another for goods or services. DoD may provide MCM
distribution or other response to biological incidents
pursuant to the Economy Act.
Gives authority to the Secretary of Health and Human
Services to determine that: a disease or disorder presents a
Section 319 of Chapter 6A of
public health emergency; or that a public health emergency,
Title 42, U.S.C.
including significant outbreaks of infectious disease or
bioterrorist attacks, otherwise exists.
Directs the Secretaries of Homeland Security and Health
and Human Services, in coordination with SecDef, to
develop a concept of operations and establish requirements
Executive Order 13527
for a federal rapid response to dispense medical
countermeasures to an affected population following a
large-scale biological attack.
Establishes the essential pillars of the national biodefense
programs: Threat Awareness, Prevention and Protection,
Surveillance and Detection, and Response and Recovery.
The Secretary of Homeland Security is the principal federal
Homeland Security Presidential
official for domestic incident management and is
Directive-10
responsible for coordinating domestic federal operations to
prepare for, respond to, and recover from biological
weapons attacks. The Secretary of Homeland Security
coordinates, as appropriate, with the heads of other federal
departments and agencies to accomplish this mission.
Provides Presidential direction for MCM against WMDs.
SecDef retains exclusive responsibility for research,
development, acquisition, and deployment of MCM to
Homeland Security Presidential
prevent or mitigate the health effects of WMD threats and
Directive-18
naturally occurring threats to the Armed Forces, and will
continue to direct strategic planning for and oversight of
programs to support MCM development and acquisition for
Armed Forces personnel.
Establishes a National Strategy for Public Health and
Medical Preparedness, including policy on federal support
Homeland Security Presidential
to State and local governments for rapid distribution of
Directive-21
MCM (vaccines, drugs, and therapeutics). Such support to
a large population requires significant resources within
individual communities.
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Table 10. Key Authorities and References for MCM Distribution, Continued
Key Authority/Reference
Description
Provides structures for implementing nationwide response
Biological Incident Annex to
policy and operational coordination for all types of domestic
the National Response
incidents. HHS leads ESF #8 - Public Health and Medical
Framework
Services.
Ensures that officials responsible for installations
implement and annually review support agreements with
State, local, and tribal governments, at a minimum, to
DoDI 3020.52
ensure that CBRNE emergency response capabilities are
integrated into installation CBRNE prevention, protection,
mitigation, response, and recovery plans.
Establishes policies and procedures for DoD assistance to
DoDI 3025.21
civilian law enforcement agencies that could include
support of MCM distribution.
Establishes policies and guidance for health care eligibility
DoDI 6025.23
of non-military beneficiaries under the Secretarial Designee
Program.
Establishes policy and guidance for the Installation
Emergency Management Program. DoD installations
DoDI 6055.17
develop a mass prophylaxis plan for ensuring the
distribution of MCM during a public health emergency.
Establishes policy and guidance for public health
emergency management in DoD. Military commanders
negotiate agreements with Strategic National Stockpile
DoDI 6200.03
coordinators to serve as receipt, staging, and storage sites
and closed points of dispensing and plan bridging strategies
for MCM and other medical materiel to cover DoD
populations.
Establishes policies, responsibilities, and instructions for the
DoDI 6440.03
Defense Laboratory Network. DoD laboratories or
activities provide DSCA on a fully reimbursable basis.
Provides procedures for reimbursement for support
Chapters 1, 3, and 4 of Volume
provided pursuant to the Economy Act. Provides policy and
11A of DoD Financial
procedures for establishing appropriate fees for authorized
Management Regulation
services that DoD organizations supply. Other federal
7000.14-R
departments and agencies may request DoD support of
MCM distribution pursuant to the Economy Act.
Clarifies the use of the Secretarial Designee Program.
Assistant Secretary of Defense
During an actual or potential public health emergency, DoD
for Health Affairs (ASD(HA))
laboratories participating in the laboratory response network
Memorandum, “Clarification
(LRN) are authorized to accept and test non-military
Regarding the Use of
healthcare system (non-MHS) beneficiary samples. DoD
Secretarial Designee Program
laboratory testing of non-MHS samples could continue until
Authority to Provide Support to
DoD laboratories incur an increase in the incremental costs
the LRN”
of their operations, at which time the DoD laboratory
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Table 10. Key Authorities and References for MCM Distribution, Continued
Key Authority/Reference
Description
support would transition to DSCA and be conducted on a
cost-reimbursable basis, in accordance with DoDD 3025.18.
Provides joint doctrine for the military response to mitigate
Joint Publication 3-41
the effects of a CBRN event or incident.
Directs DoD to maintain and be prepared to provide a
domestic CBRN response capability. Delegates limited
Domestic CBRN Response
approval authority to CDRUSNORTHCOM and
EXORD
CDRUSPACOM to provide a rapid and flexible federal
response for domestic CBRN emergencies and disasters.
11.3. EXAMPLES OF POSSIBLE DOD SUPPORT.
a. Personnel and vehicles to support MCM-dispensing operations.
b. CBRN response capabilities.
c. Incident support bases.
d. Transportation.
e. Communications.
f. Public affairs.
11.4. REQUEST FOR ASSISTANCE PROCEDURES.
a. Requests for assistance following a Presidential emergency or disaster declaration are
through FEMA MAs. See Section 4 of this volume for procedures for requests for assistance.
b. Federal departments and agencies may also request assistance in accordance with the
Economy Act by sending a written request addressed to the SecDef, the Deputy Secretary of
Defense, or the DoD Executive Secretary, 1000 Defense, Pentagon, Washington, D.C., 20301-
1000.
11.5. FUNDING AND REIMBURSEMENT.
a. Stafford Act. FEMA provides DoD reimbursement pursuant to the provision of the
Stafford Act for Presidentially-declared disasters and emergencies.
b. Economy Act. Reimbursement for support provided that is not pursuant to the provisions
of the Stafford Act usually will be provided pursuant to the Economy Act.
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SECTION 12: PANDEMIC INFLUENZA AND INFECTIOUS DISEASE
12.1. GENERAL.
a. A pandemic, or worldwide outbreak of a new or reemerging infectious disease such as
influenza, could overwhelm U.S. health and medical capabilities, potentially resulting in millions
of deaths and hospitalizations, large-scale instability, and hundreds of billions of dollars in direct
and indirect costs.
b. The next pandemic is likely to come in waves, each lasting months, and may affect the
entire world. Although a pandemic will not damage physical infrastructure, its effects will
reduce or disable personnel responsible for maintaining and operating critical infrastructure.
c. The President issued the National Strategy for Pandemic Influenza to guide the
preparedness and response to an influenza pandemic with the intent of:
(1) Stopping, slowing, or otherwise limiting the spread of a pandemic to the United
States.
(2) Limiting the domestic spread of a pandemic, and mitigating disease, suffering, and
death.
(3) Sustaining infrastructure and mitigating impact on the economy and the functioning
of society.
d. In accordance with the National Implementation Plan for Pandemic Influenza,
departments and agencies focus on four areas:
(1) Protection of the health and safety of personnel and resources.
(2) Determination of essential functions and services and the maintenance of each in a
pandemic influenza outbreak.
(3) Support of federal and SLTT governments.
(4) Effective communications.
e. The DoD Pandemic Influenza Implementation Plan sets DoD guidance and addresses key
policy issues for pandemic influenza planning. This guidance enables the CCDRs, Military
Departments, and DoD agencies to prepare for, detect, respond to, and contain the effects of a
pandemic on military forces, DoD civilians, DoD contractors, dependents, and beneficiaries; and
to prepare to support U.S. civilian departments and agencies and foreign partners.
12.2. KEY AUTHORITIES AND REFERENCES. Table 11 lists key authorities and
references for pandemic influenza and infectious disease.
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Table 11. Key Authorities and References for Pandemic Influenza and Infectious Disease
Key Authority/Reference
Description
Establishes the President’s ability to declare an emergency
or major disaster for pandemic influenza or infectious
Stafford Act
disease incidents. FEMA reimburses DoD pursuant to this
authority.
Provides authority for the provision of support and
reimbursement from one federal department or agency to
another for goods or services. Other federal departments
Economy Act
and agencies may request DoD support in response to
pandemic influenza and infectious disease pursuant to the
Economy Act.
Authorizes the Surgeon General, with the approval of the
Secretary of HHS, to make and enforce regulations he
judges are necessary to prevent the introduction,
Section 264 of Title 42 U.S.C.
transmission, or spread of communicable diseases from
foreign countries into the States or possessions, or from one
State or possession into any other State or possession.
Provides key legal authorities to sustain and strengthen U.S.
preparedness for public health emergencies involving
Public Law 113-5
CBRN agents, as well as emerging infectious disease
threats.
Provides a revised list of quarantinable communicable
Executive Order 13295
diseases.
Directs implementation of the National Strategy for
Presidential Policy Directive-2
Countering Biological Threats.
Provides a framework for future U.S. Government planning
National Strategy for Pandemic
efforts for pandemic influenza that is consistent with the
Influenza
National Security Strategy and the National Strategy for
Homeland Security.
Clarifies the roles and responsibilities of governmental and
non-governmental entities, including federal and SLTT
National Strategy for Pandemic
authorities and regional, national, and international
Influenza Implementation Plan
stakeholders. Provides preparedness guidance for all
segments of society for pandemic influenza.
Outlines the Federal Government’s approach to reducing
the risks of biological weapons proliferation and terrorism.
One of the responsibilities of the Federal Government is to
National Strategy for
advance global situational awareness, disease surveillance,
Countering Biological Threats
resilience, and other activities to counter specific threats
from those who would seek to develop or use biological
weapons.
Establishes policies and guidance for health care eligibility
DoDI 6025.23
of non-military beneficiaries under the Secretarial Designee
Program.
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Table 11. Key Authorities and References for Pandemic Influenza and Infectious
Disease, Continued
Key Authority/Reference
Description
Assigns responsibilities for animal disease response in
DoDI 6200.03
relation to public health emergencies.
Establishes policy, assigns responsibilities, provides
instructions, and introduces a forum that allows DoD
laboratories, programs, and activities with analytic or
response capabilities to coordinate execution, develop
DoDI 6440.03
consensus, and make recommendations governing the
detection, identification, characterization, diagnosis, and
reporting of CBRN agents, infectious diseases, and other
all-hazards agents of military or national significance in
support of DoD’s global and homeland defense missions.
Provides procedures for reimbursement for support
Chapters 1, 3, and 4, as
provided pursuant to the Economy Act. Other federal
appropriate, of Volume 11A of
departments and agencies may request DoD support in
DoD Financial Management
response to pandemic influenza and infectious disease
Regulation 7000.14-R
pursuant to the Economy Act.
Provides guidance for pandemic influenza planning to
prepare for, detect, respond to, and contain the effects of a
DoD Implementation Plan for
pandemic on military forces, DoD civilians, DoD
Pandemic Influenza
contractors, dependents, and beneficiaries. It also addresses
DoD assistance to civil authorities.
Office of the Attorney General
Summarizes legal authorities for use in response to an
memorandum, “Summary of
outbreak of pandemic influenza.
Legal Authorities For Use In
Response to an Outbreak of
Pandemic Influenza”
Clarifies the use of the Secretarial Designee Program.
Assistant Secretary of Defense
During an actual or potential public health emergency, DoD
for Health Affairs (ASD(HA))
laboratories participating in the LRN are authorized to
Memorandum, “Clarification
accept and test non-MHS beneficiary samples. DoD
Regarding the Use of
laboratory testing of non-MHS samples could continue until
Secretarial Designee Program
DoD laboratories incur an increase in the incremental costs
Authority to Provide Support to
of their operations, at which time the DoD laboratory
the LRN”
support would transition to DSCA and be conducted on a
cost-reimbursable basis, in accordance with DoDD 3025.18.
Reflects intent of DoD and other federal departments and
MOA for Integrated Consortium
agencies to work cooperatively to optimize national
of Laboratory Networks
laboratory preparedness and provide mutual support
wherever possible.
12.3. EXAMPLES OF POSSIBLE DOD SUPPORT.
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a. Biosurveillance (comprehensive health surveillance, animal surveillance, and associated
information sharing).
b. Interagency planning support.
c. Surge medical capability (sample testing and analysis, public health teams, diagnostics,
medical personnel, deployable medical platforms and units).
d. Diagnostic development and testing.
e. Patient movement through strategic airlift and definitive care in civilian hospitals after
activation of NDMS.
f. Incident support bases.
g. Bulk transport of pharmaceuticals, vaccines, and commodities.
h. Communications support.
i. Logistical support during quarantines.
j. Civil disturbance operations ordered by the President.
k. Mass fatality assistance.
l. Continuity of operations and continuity of government.
m. Support of allies and partners and NGOs.
n. Public affairs support.
o. Modeling assistance.
12.4. REQUEST FOR ASSISTANCE PROCEDURES.
a. For Presidential emergency or major disaster declarations in accordance with the Stafford
Act, follow the procedures in Section 4 of this volume for FEMA MAs.
b. For requests for assistance pursuant to the Economy Act, other federal departments and
agencies will send a written request to the DoD Executive Secretary.
12.5. FUNDING AND REIMBURSEMENT.
a. Stafford Act. FEMA provides DoD reimbursement pursuant to the provision of the
Stafford Act.
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b. Economy Act. Reimbursement for support provided that is not under the provisions of
the Stafford Act usually will be provided pursuant to the Economy Act.
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SECTION 13: MASS MIGRATION
13.1. GENERAL.
a. DHS is responsible for enforcing laws related to immigration. The President may suspend
the entry of aliens by sea, including to prevent or combat a mass migration. The USCG
Commandant, under the authority, direction, and control of the Secretary of Homeland Security,
designated the Seventh Coast Guard District Commander as the lead authority for certain mass
migration management scenarios, detailed in OPERATION VIGILANT SENTRY.
Additionally, the Secretary of Homeland Security may activate OPERATION VIGILANT
SENTRY any time a maritime migration emergency threatens to overwhelm DHS components’
abilities to manage crisis response with existing resources.
b. In accordance with Executive Order 13276, the President may determine that a mass
migration in the Caribbean region is of such magnitude and duration that it poses a threat to the
national security of the United States. In the event of a mass migration in the Caribbean region,
SecDef:
(1) Provides support to the Secretary of Homeland Security and the Secretary of State
regarding the custody, care, safety, transportation, and other needs of the aliens, and assumes
primary responsibility for these duties on a non-reimbursable basis, as necessary, to contain the
threat to national security posed by the migration.
(2) Provides support to the USCG in carrying out the duties described in Executive
Order 12807 regarding interdiction of migrants.
c. If a U.S. local community is overwhelmed by the impact of a mass migration, its State
Governor may request a presidential emergency declaration pursuant to the Stafford Act. FEMA
will assign an FCO to coordinate the response and support to the State and local authorities.
DoD could receive FEMA MAs requesting that DoD provide DSCA.
13.2. KEY AUTHORITIES AND REFERENCES. Table 12 lists key authorities and
references for mass migration.
Table 12. Key Authorities and References for Mass Migration
Key Authority/Reference
Description
Establishes the President’s ability to declare an emergency
or major disaster, including when related to overwhelming
Stafford Act
mass migration. FEMA reimburses DoD pursuant to this
authority.
Provides authority for the provision of support and
reimbursement from one federal department or agency to
Economy Act
another for goods or services. Other federal departments
and agencies may request DoD support in response to mass
migration pursuant to the Economy Act.
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Table 12. Key Authorities and References for Mass Migration, Continued
Key Authority/Reference
Description
Public Law 107-296
Assigns DHS responsibility for immigration enforcement.
Authorizes the USCG to enforce the suspension of the entry
of undocumented aliens by sea and the interdiction of any
Executive Order 12807
defined vessel carrying such aliens. The vessel and its
passengers are returned to the country from which they
came (or to another country).
Delegates appropriate responsibilities to federal
departments and agencies for responding to migration of
undocumented aliens in the Caribbean region, including
SecDef making facilities at Naval Station Guantanamo Bay
(if excess to current military needs and if the provision of
Executive Order 13276
which would not interfere with the operation and security of
the base) available to the Secretary of Homeland Security
and the Secretary of State for the housing and care of any
undocumented aliens interdicted or intercepted in the
Caribbean region and taken into their custody.
Amends Executive Order 13276 by replacing “Attorney
Executive Order 13286
General” with “Secretary of Homeland Security.”
Directs the Secretary of Homeland Security to develop and
Homeland Security Presidential
administer the National Incident Management System and
Directive-5
the National Response Framework.
Establishes policies and procedures for DoD assistance to
DoDI 3025.21
civilian law enforcement agencies, including responses to
mass migrations.
Chapters 1, 3, and 4, as
Provides procedures for reimbursement for support
appropriate, of Volume 11A of
provided pursuant to the Economy Act. Other federal
DoD Financial Management
departments and agencies may request DoD support in
Regulation 7000.14-R
response to mass migration pursuant to the Economy Act.
DHS OPERATION VIGILANT
Provides a comprehensive DHS contingency plan for a
SENTRY
unified response to a mass migration event in the Caribbean.
Identifies and documents capabilities, roles, missions, and
functions for DoD in support of the USCG when conducting
MOA DoD-DHS-USCG -
Maritime Homeland Security operations and to facilitate the
Maritime Homeland Security
rapid provision of DoD forces to the USCG for support of
Maritime Homeland Security operations.
13.3. EXAMPLES OF POSSIBLE DOD SUPPORT.
a. Incident support bases.
b. Services associated with housing migrants.
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c. Transportation.
13.4. REQUEST FOR DOD ASSISTANCE PROCEDURES.
a. Requests for assistance will be in writing and must include a commitment to reimburse
DoD pursuant to the Economy Act, if applicable.
b. For Presidential emergency declarations pursuant to the Stafford Act, follow the
procedures in Section 4 of this volume for FEMA MAs for DSCA incident responses.
13.5. FUNDING AND REIMBURSEMENT.
a. Stafford Act. FEMA provides DoD reimbursement pursuant to the provisions of the
Stafford Act.
b. Economy Act. Reimbursement for support provided that is not under the provision of the
Stafford Act usually will be provided pursuant to the Economy Act.
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SECTION 14: CIVIL DISTURBANCE OPERATIONS
14.1. GENERAL.
a. The primary responsibility for protecting life and property and maintaining law and order
in the civilian community is vested in State and local governments. Governors employ National
Guard forces in State active duty to support State and local government agencies for disaster
responses and in domestic emergencies, including response to civil disturbances; the Governor
directs, commands, and controls such activities in accordance with State or territorial law and
federal law.
b. The U.S. Constitution and laws of the United States authorize the President to employ
military forces to suppress insurrections, rebellions, and domestic violence under various
conditions and circumstances. The employment of federal military forces to control civil
disturbances may occur only in a specified civil jurisdiction under specific circumstances, as
authorized by the President.
c. Emergency authority provided to federal military commanders is described in DoDD
3025.18 and Appendix 14A of this volume.
14.2. KEY AUTHORITIES AND REFERENCES. Table 13 lists key authorities and
references for civil disturbance operations.
Table 13. Key Authorities and References for Civil Disturbance Operations
Key Authority/Reference
Description
Establishes the authority for the President, under certain
The Insurrection Act
conditions, to suppress any insurrection, domestic violence,
unlawful combination, or conspiracy in a State.
Contains a statutory restriction on DoD participation in
The Posse Comitatus Act
civilian law enforcement activities.
Establishes DoD policy and assigns responsibilities for
DoDD 3025.18
DSCA. Provides emergency authority in extraordinary
emergency circumstances.
Provides DoD policies for acquisition of information
DoDD 5200.27
concerning persons and organizations not affiliated with
DoD in operations related to civil disturbances.
Provides DoD policy and assigns responsibilities for
carrying of firearms and the use of force by DoD personnel
DoDD 5210.56
engaged in security, law and order, or counterintelligence
activities.
Establishes policy, assigns responsibilities, and provides
procedures for DoD support of federal, State, tribal, and
DoDI 3025.21
local civilian law enforcement agencies, including
responses to civil disturbances.
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Table 13. Key Authorities and References for Civil Disturbance Operations, Continued
Key Authority/Reference
Description
Provides guidelines and principles for DSCA, including
Joint Publication 3-28
support of civilian law enforcement agencies.
CJCS Instruction 3121.01B
Provides Standing Rules for the Use of Force (classified).
14.3. EXAMPLES OF POSSIBLE DOD SUPPORT.
a. Dispersing unauthorized assemblages.
b. Patrolling disturbed areas.
c. Maintaining essential transportation and communications systems.
d. Setting up roadblocks.
e. Cordoning off areas.
14.4. PROCEDURES FOR REQUEST FOR ASSISTANCE. The procedures and approval
authorities for civil disturbance operations are found in DoDI 3025.21.
14.5. FUNDING AND REIMBURSEMENT. If the President of the United States directs the
employment of federal military forces for civil disturbances, it is a DoD mission, and
reimbursement is not required.
Appendix
Emergency Authority
SECTION 14: CIVIL DISTURBANCE OPERATIONS
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APPENDIX 14A: EMERGENCY AUTHORITY
1. GENERAL.
a. The provisions of emergency authority are found in Paragraph 4.i. of DoDD 3025.18.
b. Emergency authority differs from immediate response authority. Table 14 compares and
contrasts emergency authority and immediate response authority. For additional information on
immediate response authority, see Section 5 of this volume.
Table 14. Comparison of Emergency Authority with Immediate Response Authority
Emergency Authority
Immediate Response
Authority
Paragraph 4.i of DoDD
Paragraph 4.g. of DoDD
Authority
3025.18
3025.18
Civil disturbances
Disaster or emergency
Situation requiring usage
- Prevent significant loss of
- Save lives
Purpose
life
- Prevent human suffering
- Prevent wanton
- Mitigate great property
destruction of property
damage
- Restore governmental
function
- Restore public order
- Protect federal property
- Protect federal functions
Extremely rare
Very limited
Probability of using authority
If necessary
Not allowed
Lethal force
If necessary
Not allowed
Law enforcement actions
Not required
Required
Request from civil authority
No
Yes (must seek)
Reimbursable
Federal military
- DoD officials
Authorization extends to:
commanders
- Federal military
commanders
- DoD Component heads
- Responsible DoD civilian
officials
c. It is very likely that the situations or incidents that allow federal military commanders to
exercise emergency authority also will involve conditions for commanders to exercise immediate
response authority, but not the reverse. Emergency authority is only available in extraordinary
emergency circumstances where prior authorization by the President is impossible and duly
constituted local authorities are unable to control large-scale, unexpected civil disturbances. The
APPENDIX 14A: EMERGENCY AUTHORITY
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DoDM 3025.01, Vol. 2, August 11, 2016
classic example of when emergency authority and immediate response authority were both used
was during the earthquake and fires of San Francisco in 1906.
2. KEY AUTHORITIES AND REFERENCES. Table 15 lists key authorities and references
for emergency authority.
Table 15. Key Authorities and References for Emergency Authority
Key Authority/Reference
Description
Provides the President the authority to enforce federal law.
U.S. Constitution
SecDef and DoD derive their authority from the President.
Establishes DoD policy and assigns responsibilities for
DoDD 3025.18
DSCA. Provides military commanders emergency authority
in extraordinary emergency circumstances.
Establishes policy, assigns responsibilities, and provides
procedures for DoD support of federal, State, tribal, and
DoDI 3025.21
local civilian law enforcement agencies. Provides guidance
on the use of emergency authority.
3. EXAMPLES OF CIRCUMSTANCES THAT MAY LEAD TO THE USE OF
EMERGENCY AUTHORITY. Examples of the types of circumstances that may result in a
federal military commander being unable to obtain authorization from the President include:
a. Electromagnetic pulse that disables electronic devices in a large area.
b. Massive solar flare that disables the power grid and destroys communications equipment.
c. Crippling computer attacks that disable critical infrastructure, especially the
communications sector.
d. Catastrophic earthquake.
e. IND detonation.
4. EMERGENCY AUTHORITY PROCEDURES. Federal military commanders use the
following procedures to determine if emergency authority actions are appropriate:
a. Determine there is an unexpected, large-scale civil disturbance.
b. Determine if one of the following situations in Table 16 exists.
APPENDIX 14A: EMERGENCY AUTHORITY
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DoDM 3025.01, Vol. 2, August 11, 2016
Table 16. Situations for Emergency Authority
Situation #1
Situation #2
Local authorities are unable to control the
Federal, State, or local authorities are
civil disturbance.
unable or decline to provide adequate
protection for federal property or Federal
Government functions.
Military actions and activities are necessary
Military actions or activities are necessary
to:
to:
- Prevent significant loss of life.
- Protect federal property.
- Prevent wanton destruction of property.
- Protect federal functions.
- Restore governmental function.
- Restore public order.
c. Seek authorization from the President through all available means. This is a much more
stringent requirement than in exercising immediate response authority. Before emergency
authority may be used, it must be impossible to communicate through the chain of command to
obtain Presidential authorization to conduct civil disturbance operations. The critical element for
immediate response authority is that time does not permit approval from higher authority.
5. ENGAGEMENT.
a. Engage in temporary military actions and activities necessary to quell the civil
disturbance.
b. Report all actions and activities to higher headquarters as soon as possible.
c. End military actions and activities as soon as possible and return control to civil
authorities.
6. FUNDING AND REIMBURSEMENT.
a. DoD units use existing funding.
b. There is no requirement for reimbursement for any action taken in accordance with
emergency authority.
APPENDIX 14A: EMERGENCY AUTHORITY
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GLOSSARY
G.1. ACRONYMS.
ANG
Air National Guard
APHIS
Animal and Plant Health Inspection Service
ASD(HA)
Assistant Secretary of Defense for Health Affairs
ASD(HD&GS)
Assistant Secretary of Defense for Homeland Defense and Global
Security
AW
airlift wing
CBRN
chemical, biological, radiological, nuclear
CBRNE
chemical, biological, radiological, nuclear, and high-yield explosives
CCDR
Combatant Commander
CCMD
Combatant Command
CDRUSNORTHCOM
Commander, U.S. Northern Command
CDRUSPACOM
Commander, U.S. Pacific Command
CFR
Code of Federal Regulations
CJCS
Chairman of the Joint Chiefs of Staff
DCE
Defense coordinating element
DCO
Defense coordinating officer
DHS
Department of Homeland Security
DLA
Defense Logistics Agency
DoDD
DoD Directive
DoDI
DoD Instruction
DOE
Department of Energy
DOI
Department of the Interior
DOJ
Department of Justice
DRF
Disaster Relief Fund
DSC
dual-status commander
DSCA
Defense Support of Civil Authorities
DTRA
Defense Threat Reduction Agency
EPA
Environmental Protection Agency
EPLO
emergency preparedness liaison officer
ESF
Emergency Support Function
EXORD
execute order
FCO
federal coordinating officer
FEMA
Federal Emergency Management Agency
FIOP
Federal Interagency Operational Plan
FOSC
federal on-scene coordinator
GPF
general purpose forces
GSA
General Services Administration
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DoDM 3025.01, Vol. 2, August 11, 2016
HAZMAT
hazardous material
HHS
Department of Health and Human Services
IND
improvised nuclear device
J33
Joint Staff Homeland Defense Division, DSCA Branch
JFO
Joint Field Office
LNO
liaison officer
LRN
laboratory response network
MA
mission assignment
MAA
mutual aid agreement
MAFFS
Modular Airborne Fire Fighting System
MCM
medical countermeasures
MOA
memorandum of agreement
NASA
National Aeronautics and Space Administration
NCP
National Oil and Hazardous Substances Pollution Contingency Plan
NDMS
National Disaster Medical System
NGA
National Geospatial-Intelligence Agency
NGO
Non-governmental organization
NICC
National Interagency Coordination Center
NIFC
National Interagency Fire Center
NJOIC
National Joint Operations and Intelligence Center
non-MHS
non-military healthcare system
NRC
National Response Center
NRCC
National Response Coordination Center
NRS
National Response System
NRT
National Response Team
OASD(HD&GS)
Office of the Assistant Secretary of Defense for Homeland Defense and
Global Security
OPCON
operational control
OSC
on-scene coordinator
OSLTF
Oil Spill Liability Trust Fund
PRFA
pollution removal funding authorization
PSMA
pre-scripted mission assignment
RDD
radiological dispersal devices
RRT
Regional Response Team
SAR
search and rescue
SecDef
Secretary of Defense
GLOSSARY
90
DoDM 3025.01, Vol. 2, August 11, 2016
SLTT
State, local, tribal, and territorial
USACE
U.S. Army Corps of Engineers
U.S.C.
United States Code
USCG
U.S. Coast Guard
USDA
U.S. Department of Agriculture
USFS
U.S. Forest Service
USNORTHCOM
U.S. Northern Command
USPACOM
U.S. Pacific Command
WMD
weapons of mass destruction
G.2. DEFINITIONS. Unless otherwise noted, these terms and their definitions are for the
purpose of this issuance.
coastal zone. Defined in the NCP.
complex catastrophe. Defined in Joint Publication 1-02. “Complex catastrophe” is a DoD term
and not part of the interagency disaster terminology.
dosimetry. The calculation and assessment of the ionizing radiation dose received by the human
body due to both external irradiation and the ingestion or inhalation of radioactive materials.
DSCA. Defined in DoDD 3025.18.
emergency authority. Defined in DoDD 3025.18.
ESF. The primary federal coordinating structure for building, sustaining, and delivering the
response core capabilities, as specified in the National Response Framework.
GPF. Active and Reserve Component military forces, other than special operations and strategic
forces, operating in a Title 10 status under the command and control of SecDef. This definition
is consistent with “conventional forces,” as defined in Joint Publication 1-02, when operating in
a Title 10 status.
hot wash. A meeting or teleconference that takes place shortly after an incident response in
order to discuss observations and lessons for submission to an after action report. Observations
and lessons are captured in the Joint Lessons Learned Information System.
immediate response authority. Defined in DoDD 3025.18.
inland zone. Defined in the NCP.
just-in-time training. Training that occurs just before it is needed. The training can be tailored
for the specific mission and environment.
GLOSSARY
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DoDM 3025.01, Vol. 2, August 11, 2016
MA. FEMA MAs are reimbursable work orders for a specific task that can be performed before
and after a Presidential emergency or disaster declaration. MAs are FEMA’s method for
requesting resources from other federal departments and agencies during a disaster response.
MAFFS. A self-contained unit used for aerial firefighting that can be loaded onto a C-130
Hercules aircraft, which then allows the aircraft to be used as an air tanker against wildfires.
nuclear-radiological incident. Defined in DoDD 3150.08.
PSMA. A preliminary statement of work prepared and agreed upon jointly by a department or
agency with responsibilities in the NRF and FEMA. It is developed before any incident to
expedite the delivery of federal assistance. The PSMA may be a not-yet-approved starting point
in the development of an MA. It is a method for developing FEMA requests in coordination
with other federal departments and agencies to meet its forecasted operational requirements.
tactical control. Defined in Joint Publication 1-02.
GLOSSARY
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REFERENCES
Assistant Secretary of Defense for Health Affairs Memorandum, “Clarification Regarding the
Use of Secretarial Designee Program Authority to Provide Support to the LRN,” March 26,
20131
Chairman of the Joint Chiefs of Staff Instruction 3121.01B, “Standing Rules of
Engagement/Standing Rules for the Use of Force for U.S. Forces,” June 13, 20052
Chairman of the Joint Chiefs of Staff Instruction 3431.01D, “Joint Nuclear Accident And
Incident Response Team,” October 1, 2013
Chairman of the Joint Chiefs of Staff Message, “Defense Support of Civil Authorities (DSCA)”
Execute Order, DTG 071415Z June 20133
Chairman of the Joint Chiefs of Staff Message, “Domestic Chemical, Biological, Radiological,
and Nuclear (CBRN) Response EXORD,” DTG 241452Z March 20164
Code of Federal Regulations, Title 33, Part 153.407
Code of Federal Regulations, Title 40
Code of Federal Regulations, Title 44, Part 206
Department of Defense, Office of the Assistant Secretary of Defense Homeland Defense,
“Department of Defense Implementation Plan for Pandemic Influenza,” August 2006
Department of Homeland Security and Department of Health and Human Services, “The Federal
Interagency Concept of Operations - Rapid Medical Countermeasures Dispensing,”
September 20115
Department of Homeland Security, “DHS Strategy for Improving the National Response and
Recovery from an Improvised Nuclear Device Attack,” March 24, 20106
Department of Homeland Security, “Homeland Security Task Force Southeast, Operation
Vigilant Sentry,” August 1, 20077
Department of Homeland Security, “National Incident Management System,”
December 18, 2008
Department of Homeland Security, “National Preparedness Goal,” September 20158
Department of Homeland Security, “National Response Framework,” June 2016
Department of Homeland Security, “Response Federal Interagency Operational Plan,”
July 30, 2014
1 Copies may be requested by contacting OASD(HA), HACCO@tma.osd.mil
2 Document is classified. Copies may be obtained from the classified network at
3 Document is for official use only. Copies may be requested by contacting OASD(HD&GS), osd.pentagon.ousd-
policy.list.civil-support@mail.mil
4 Document is for official use only. Copies may be requested by contacting OASD(HD&GS), osd.pentagon.ousd-
policy.list.civil-support@mail.mil
5 Document is for official use only. Copies may be requested by contacting OASD(HD&GS), osd.pentagon.ousd-
policy.list.civil-support@mail.mil
6 Document is for official use only. Copies may be requested by contacting OASD(HD&GS), osd.pentagon.ousd-
policy.list.civil-support@mail.mil
7 Document is for official use only and is strictly controlled. Copies may be requested by contacting the Office of
Operations Coordination, Department of Homeland Security, at (202) 282-8768
8 Available on the Internet at http://www.fema.gov/national-preparedness-goal
REFERENCES
93
DoDM 3025.01, Vol. 2, August 11, 2016
Department of Homeland Security/Federal Emergency Management Agency, “Improvised
Nuclear Device Response and Recovery: Communicating in the Immediate Aftermath,”
June 2013
Department of Homeland Security/Federal Emergency Management Agency, “Communicating
During and After a Nuclear Power Plant Incident,” June 2013
Department of Homeland Security/Federal Emergency Management Agency,
“Nuclear/Radiological Incident Annex to the National Response Framework,” June 2008
Department of Homeland Security/Federal Emergency Management Agency, “Biological
Incident Annex to the National Response Framework,” August 2008
Department of Homeland Security/U.S. Coast Guard National Pollution Funds Center (NPFC)
Publication 16465.2, “Oil Spill Liability Trust Fund (OSLTF) Funding For Oil Spills,”
January 2006
Department of Homeland Security/U.S. Coast Guard National Pollution Funds Center (NPFC)
Instruction 16451.2, Chapter 8, “Pollution Removal Funding Authorization (PRFA),” June
19999
Department of Justice, Department of Homeland Security, Department of Defense, and
Department of Energy, “Interagency Domestic Radiological/Nuclear Search Plan,” May
27, 201110
Deputy Secretary of Defense Memorandum, “Utilization of Immediate Response Authority for
Defense Support of Civil Authorities in Complex Catastrophes,” December 9, 201311
DoD 7000.14-R, Volume 11A, “Department of Defense Financial Management Regulation
(FMR): Reimbursable Operations Policy,” current edition
DoD 7000.14-R, Volume 12, “Department of Defense Financial Management Regulation
(FMR): Special Accounts, Funds, and Programs,” current edition
DoD Directive 3025.18, “Defense Support of Civil Authorities (DSCA),” December 29, 2010, as
amended
DoD Directive 3150.08, “DoD Response to Nuclear and Radiological Incidents,”
January 20, 2010
DoD Directive 5105.22, “Defense Logistics Agency (DLA),” May 17, 2006
DoD Directive 5105.62, “Defense Threat Reduction Agency (DTRA),” April 24, 2013, as
amended
DoD Directive 5111.13, “Assistant Secretary of Defense for Homeland Defense and Americas’
Security Affairs (ASD(HD&ASA)),” January 16, 2009
DoD Directive 5134.01, “Under Secretary of Defense for Acquisition, Technology, and Logistics
(USD(AT&L)),” December 9, 2005, as amended
DoD Directive 5134.08, “Assistant Secretary of Defense for Nuclear, Chemical, and Biological
Defense Programs (ASD(NCB)),” January 14, 2009, as amended
DoD Directive 5200.27, “Acquisition of Information Concerning Persons and Organizations not
Affiliated with the Department of Defense,” January 7, 1980
9 Copies may be obtained from the Internet at http://www.uscg.mil/npfc/docs/PDFs/urg/Ch2/NPFC16451_2.pdf
10 Document is for official use only. Copies may be requested by contacting OASD(HD&GS), osd.pentagon.ousd-
policy.list.civil-support@mail.mil
11 Copies may be requested by contacting OASD(HD&GS), osd.pentagon.ousd-policy.list.civil-support@mail.mil
REFERENCES
94
DoDM 3025.01, Vol. 2, August 11, 2016
DoD Directive 5210.56, “Carrying of Firearms and the Use of Force by DoD Personnel Engaged
in Security, Law and Order, or Counterintelligence Activities,” April 1, 2011
DoD Directive 6400.04E, “DoD Veterinary Public and Animal Health Services,” June 27, 2013,
as amended
DoD Directive S-2060.04, “DoD Support to the National Technical Nuclear Forensics (NTNF)
Program (U),” April 1, 2009, as amended
DoD Instruction 3001.02, “Personnel Accountability in Conjunction With Natural or Manmade
Disasters,” May 3, 2010
DoD Instruction 3020.52, “DoD Installation Chemical, Biological, Radiological, Nuclear, and
High-Yield Explosive (CBRNE) Preparedness Standards,” May 18, 2012
DoD Instruction 3025.21, “Defense Support of Civilian Law Enforcement Agencies,”
February 27, 2013
DoD Instruction 3150.10, “DoD Response to U.S. Nuclear Weapon Incidents,” July 2, 2010
DoD Instruction 4000.19, “Support Agreements,” April 25, 2013
DoD Instruction 6025.23, “Health Care Eligibility Under the Secretarial Designee (SECDES)
Program and Related Special Authorities,” September 16, 2011, as amended
DoD Instruction 6055.06, “DoD Fire and Emergency Services (F&ES) Program,”
December 21, 2006
DoD Instruction 6055.17, “DoD Installation Emergency Management (IEM) Program,”
January 13, 2009, as amended
DoD Instruction 6200.03, “Public Health Emergency Management within the Department of
Defense,” March 5, 2010, as amended
DoD Instruction 6440.03, “DoD Laboratory Network (DLN),” June 10, 2011
DoD Manual 3150.08, “Nuclear Weapon Accident Response Procedures (NARP),”
August 22, 2013
Executive Order 12656, “Assignment of Emergency Preparedness Responsibilities,”
November 18, 1988
Executive Order 12777, “Implementation of Section 311 of the Federal Water Pollution Control
Act of October 18, 1972, as amended, and the Oil Pollution Act of 1990,”
October 18, 1991, as amended
Executive Order 12807, “Interdiction of Illegal Aliens,” May 24, 1992
Executive Order 13276, “Delegation of Responsibilities Concerning Undocumented Aliens
Interdicted or Intercepted in the Caribbean Region,” November 15, 2002
Executive Order 13286, “Amendment of Executive Orders, and other Actions, in Connection
With the Transfer of Certain Functions to the Secretary of Homeland Security,”
February 28, 2003
Executive Order 13295, “Revised List of Quarantinable Communicable Diseases,” April 4, 2003
Executive Order 13527, “Establishing Federal Capacity for the Timely Provision of Medical
Countermeasures Following a Biological Attack,” December 30, 2009
Executive Order 13618, “Assignment of National Security and Emergency Preparedness
Communications Functions,” July 6, 2012
FEMA Response and Recovery Directorate Policy Number 9523.8, “Mission Assignments for
ESF #10,” June 4, 2001
Homeland Security Council, “National Strategy for Pandemic Influenza,” November 2005
Homeland Security Council, “National Strategy for Pandemic Influenza: Implementation Plan,”
May 2006
REFERENCES
95
DoDM 3025.01, Vol. 2, August 11, 2016
Homeland Security Presidential Directive-5, “Management of Domestic Incidents,” February
28, 2003
Homeland Security Presidential Directive-9, “Defense of United States Agriculture and Food,”
January 30, 2004
Homeland Security Presidential Directive-10, “Biodefense for the 21st Century,” April 28, 2004
Homeland Security Presidential Directive-18, “Medical Countermeasures against Weapons of
Mass Destruction,” January 31, 200712
Homeland Security Presidential Directive-21, “Public Health and Medical Preparedness,”
October 18, 2007
Interagency Agreement between the Department of Defense, U.S. Department of Agriculture,
and Department of the Interior, “Provision of Temporary Support During Wildland
Firefighting Operations,” June 201013
Inter-Service Support Agreement Between the U.S. Army Corps of Engineers and the U.S. Navy
for Providing Support with Wreck or Marine Debris Removal and Salvage Operations,
January 201114
Joint Publication 1-02, “Department of Defense Dictionary of Military and Associated Terms,”
current edition
Joint Publication 3-28, “Defense Support of Civil Authorities,” July 31, 2013
Joint Publication 3-41, “Chemical, Biological, Radiological, and Nuclear Consequence
Management,” June 21, 2012
Memorandum of Agreement Between the Department of Defense and the Department of
Homeland Security, “Department of Defense Support to the United States Coast Guard for
Maritime Homeland Security,” March 200615
Memorandum of Agreement Between the U.S. Department of Defense and the U.S. Department
of Agriculture, “Concerning Response to Animal Diseases and Other All-Hazards
Incidents,” February 201616
Memorandum of Agreement Between the U.S. Navy and the U.S. Coast Guard Regarding the
Interservice Cooperation in Oil Spill Response and Salvage Operations, June 26, 201517
Memorandum of Agreement for an Integrated Consortium of Laboratory Networks (ICLN), June
200518
Memorandum of Understanding Among the National Geospatial-Intelligence Agency and the
Forest Service of the United States Department of Agriculture and the Bureau of Land
Management Fish and Wildlife Services National Park Service Bureau of Indian Affairs of
the United States Department of the Interior 2015-0062, January 6, 201519
12 Available on the Internet at http://www.gpo.gov/fdsys/pkg/PPP-2007-book1/pdf/PPP-2007-book1-doc-pg109.pdf
13 Copies may be requested by contacting OASD(HD&GS), osd.pentagon.ousd-policy.list.civil-support@mail.mil
14 Copies may be requested by contacting the Headquarters, USACE Operations Center, ce-uoc@usace.army.mil
15 Copies may be requested by contacting OASD(HD&GS), osd.pentagon.ousd-policy.list.civil-support@mail.mil
16 Copies may be requested by contacting OASD(HD&GS), osd.pentagon.ousd-policy.list.civil-support@mail.mil
17 Copies may be requested by contacting OASD(HD&GS), osd.pentagon.ousd-policy.list.civil-support@mail.mil
18 Available on the Internet at https://www.icln.org/docs/moa.pdf
19 Copies may be requested by contacting NGA IWG-R3, IWG-R3_PD_Managers@nga.mil
REFERENCES
96
DoDM 3025.01, Vol. 2, August 11, 2016
National Security Council, “National Strategy for Countering Biological Threats,”
November 200920
National Security Presidential Directive-28, “United States Nuclear Weapons Command and
Control, Safety, and Security,” June 20, 200321
National Security Presidential Directive-43/Homeland Security Presidential Directive-14,
“Domestic Nuclear Detection,” April 15, 2005
National Security Staff and Office of Science and Technology Policy, “Planning Guidance for
Response to a Nuclear Detonation,” June 2010
Office of the Assistant Secretary of Defense for Homeland Defense and Global Security, “DSCA
Interagency Partner Guide,” April 201322
Office of the Attorney General Memorandum, “Summary of Legal Authorities For Use In
Response to an Outbreak of Pandemic Influenza,” April 25, 2009
Presidential Policy Directive-2, “Implementation of the National Strategy for Countering
Biological Threats,” November 23, 200923
Presidential Policy Directive-8, “National Preparedness,” March 30, 2011
Presidential Policy Directive-17, “Countering Improvised Explosive Devices,” June 14, 201224
Public Law 101-380, “Oil Pollution Act of 1990,” August 18, 1990
Public Law 107-296, “Homeland Security Act of 2002,” November 25, 2002
Public Law 113-5, “Pandemic and All-Hazards Preparedness Reauthorization Act of 2013,”
March 13, 2013
The Constitution of the United States of America, September 17, 1787, as amended
United States Code, Title 6, Section 753
United States Code, Title 7
United States Code, Title 10
United States Code, Title 18
United States Code, Title 31
United States Code, Title 32
United States Code, Title 33, Sections 1251-1376, also known and referred to in this volume as
“The Federal Water Pollution Control Act (Clean Water Act)”
United States Code, Title 42
United States Code, Title 50
20 Available on the Internet at
21 Copies may be obtained from the classified network at http://www.intelink.sgov.gov/wiki/File:NSPD_28.pdf
22 Copies may be obtained on the Internet at
CA.aspx
23 Available on the Internet at http://fas.org/irp/offdocs/ppd/ppd-2.pdf
24 Document is for limited distribution. Copies may be requested by contacting OASD(HD&GS),
osd.pentagon.ousd-policy.list.civil-support@mail.mil
REFERENCES
97
DOD MANUAL 3025.01, VOLUME 3
DEFENSE SUPPORT OF CIVIL AUTHORITIES: PRE-PLANNED
DOD SUPPORT OF LAW ENFORCEMENT AGENCIES,
SPECIAL EVENTS, COMMUNITY ENGAGEMENT, AND
OTHER NON-DOD ENTITIES
Originating Component: Office of the Under Secretary of Defense for Policy
Effective:
August 11, 2016
Releasability:
Cleared for public release. Available on the Internet from the DoD
Issuances Website at http://www.dtic.mil/whs/directives.
Approved by:
Brian P. McKeon, Acting Under Secretary of Defense for Policy
Purpose: This issuance is composed of several volumes, each containing its own purpose. In
accordance with the authority in DoD Directives (DoDDs) 5111.13 and 3025.18:
• This manual:
o Assigns responsibilities and establishes procedures for Defense Support of Civil
Authorities (DSCA).
o Identifies authorities for DoD Components to provide support of civil authorities
and non-DoD entities. For DoD support described in this manual that is not
under the oversight of the Assistant Secretary of Defense for Homeland Defense
and Global Security (ASD(HD&GS)), this manual identifies the offices of
responsibility and oversight.
• This volume provides general information and references for pre-planned DoD support of
civilian law enforcement agencies, special events, community engagement, and non-DoD
entities.
DoDM 3025.01-V3, August 11, 2016
TABLE OF CONTENTS
SECTION 1: GENERAL ISSUANCE INFORMATION
5
1.1. Applicability
5
1.2. Other Volumes’ Content
5
SECTION 2: RESPONSIBILITIES
6
2.1. ASD(HD&GS)
6
2.2. DoD and OSD Component Heads
6
SECTION 3: PRE-PLANNED DOD SUPPORT
7
SECTION 4: DOD SUPPORT OF CIVILIAN LAW ENFORCEMENT AGENCIES
9
4.1. General
9
4.2. Key Authorities And References
9
4.3. Examples of Possible DoD Support
10
4.4. Request for Assistance Procedures
10
4.5. Funding and Reimbursement
10
SECTION 5: DOD SUPPORT OF THE USSS
11
5.1. General
11
5.2. Key Authorities and References
11
5.3. Examples of Possible DoD Support
11
5.4. Request for Assistance Procedures
12
5.5. Funding and Reimbursement
12
SECTION 6: COUNTERDRUG OPERATIONS
13
6.1. General
13
6.2. Key Authorities and References
13
6.3. Examples of Possible DoD Support
15
6.4. Request for Assistance Procedures
15
6.5. Funding and Reimbursement
15
a. National Defense Authorization Act
15
b. Aerial and Maritime Detection and Monitoring
16
c. Reimbursement
16
d. Economy Act
16
SECTION 7: DOD SUPPORT OF SPECIAL EVENTS
17
7.1. General
17
7.2. Key Authorities and References
17
7.3. Examples of Possible DoD Support
19
7.4. Request for Assistance Procedures
20
7.5. Funding and Reimbursement
20
a. Statutory Authority
20
b. Law Enforcement Support
21
c. Economy Act
21
SECTION 8: NSSES
22
8.1. General
22
8.2. Key Authorities and References
23
8.3. Examples of Possible DoD Support
25
8.4. Request for Assistance Procedures
25
TABLE OF CONTENTS
2
DoDM 3025.01-V3, August 11, 2016
8.5. Funding and Reimbursement
25
SECTION 9: DOD SUPPORT OF NATIONAL AND INTERNATIONAL SPORTING EVENTS
27
9.1. General
27
9.2. Key Authorities and References
27
9.3. Examples of Possible DoD Support
28
9.4. Request for Assistance Procedures
28
9.5. Funding and Reimbursement
28
SECTION 10: SUPPORT TO YOUTH ORGANIZATIONS AND COMMUNITY ASSISTANCE
29
10.1. General
29
10.2. Key Authorities and References
30
10.3. Examples of Possible DoD Support
31
10.4. Request for Assistance Procedures
32
10.5. Funding and Reimbursement
32
a. Military Training
32
b. National Youth ChalleNGe Program
32
SECTION 11: PUBLIC AFFAIRS-RELATED ACTIVITIES AND COMMUNITY ENGAGEMENT
33
11.1. General
33
11.2. Key Authorities and References
33
11.3. Examples of Possible DoD Support
33
11.4. Request for Assistance Procedures
34
11.5. Funding and Reimbursement
34
a. Community Engagement
34
b. Electronic and Print News Media
34
c. Entertainment-oriented Productions
34
SECTION 12: PRESIDENTIAL SUPPORT
35
12.1. General
35
12.2. Key Authorities and References
35
12.3. Examples of Possible DoD Support
36
12.4. Request for Assistance Procedures
37
12.5. Funding and Reimbursement
37
SECTION 13: DOD SUPPORT TO MEMBERS OF CONGRESS
38
13.1. General
38
13.2. Key Authorities and References
38
13.3. Examples of Possible DoD Support
38
13.4. Request for Assistance Procedures
39
13.5. Funding and Reimbursement
39
a. Transportation
39
b. Congressional Funerals
39
c. Public Affairs
39
SECTION 14: SUPPORT TO THE NATIONAL AERONAUTICS AND SPACE ADMINISTRATION (NASA)
40
14.1. General
40
14.2. Key Authorities and References
40
14.3. Examples of Possible DoD Support
40
14.4. Request for Assistance Procedures
41
14.5. Funding and Reimbursement
41
TABLE OF CONTENTS
3
DoDM 3025.01-V3, August 11, 2016
SECTION 15: SUPPORT TO NSF POLAR PROGRAMS
42
15.1. General
42
15.2. Key Authorities and References
42
15.3. Examples of Possible DoD Support
42
15.4. Request for Assistance Procedures
42
15.5. Funding and Reimbursement
42
GLOSSARY
43
G.1. Acronyms
43
G.2. Definitions
44
REFERENCES
45
TABLES
Table 1. Key Authorities for DoD Support of Civilian Law Enforcement Agencies
9
Table 2. Key Authorities and References for DoD Support to the USSS
11
Table 3. Key Authorities and References for Counterdrug Operations
13
Table 4. Key Authorities and References for Special Events
17
Table 5. Key Authorities and References for NSSEs
23
Table 6. Key Authorities and References for DoD Support to National and International
Sporting Events
28
Table 7. Key Authorities and References for Support to Youth Organizations and Community
Assistance
30
Table 8. Key Authorities and References for Public Affairs-Related Activities and Community
Engagement
33
Table 9. Key Authorities and References for Presidential Support
35
Table 10. Key Authorities and References for DoD Support to Members of Congress
38
Table 11. Key Authorities and References for Space Support to NASA
40
Table 12. Key Authorities and References for Support to NSF Polar Programs
42
FIGURE
Figure 1. Intergovernmental Relationships for Supporting Special Events
23
TABLE OF CONTENTS
4
DoDM 3025.01-V3, August 11, 2016
SECTION 1: GENERAL ISSUANCE INFORMATION
1.1. APPLICABILITY. This volume applies to OSD, the Military Departments, the Office of
the Chairman of the Joint Chiefs of Staff (CJCS) and the Joint Staff, the Combatant Commands
(CCMDs), the Office of the Inspector General of the Department of Defense, the Defense
Agencies, the DoD Field Activities, and all other organizational entities in DoD (referred to
collectively in this volume as the “DoD Components”).
1.2. OTHER VOLUMES’ CONTENT. See Volume 1 of this manual for an overview and
procedures for DSCA. See Volume 2 of this manual for procedures concerning DoD support of
incidents, disasters, and emergencies.
SECTION 1: GENERAL ISSUANCE INFORMATION
5
DoDM 3025.01-V3, August 11, 2016
SECTION 2: RESPONSIBILITIES
2.1. ASD(HD&GS). Under the authority, direction, and control of the Under Secretary of
Defense for Policy (USD(P)), the ASD(HD&GS):
a. Acts on behalf of the Secretary of Defense in accordance with DoDD 5111.13 and DoDD
3025.18.
b. Coordinates DSCA policy matters to obtain USD(P) and Secretary of Defense approval,
when appropriate.
c. Provides oversight for DSCA planning activities within DoD and with other federal
departments and agencies, as needed.
d. Oversees and monitors compliance with this volume.
2.2. DOD AND OSD COMPONENT HEADS. DoD and OSD Component heads:
a. Ensure that the development of DoD issuances, concept plans, interagency agreements,
and memorandums of understanding or agreement with external agencies is consistent with this
volume.
b. Direct Components to comply with financial management guidance related to support
provided for DSCA operations, including guidance related to tracking costs and seeking
reimbursement.
SECTION 2: RESPONSIBILITIES
6
DoDM 3025.01-V3, August 11, 2016
SECTION 3: PRE-PLANNED DOD SUPPORT
3.1. DoD may provide support to civil authorities that is not in response to emergencies or
disasters, but is generally planned in advance of the assistance provided. Support may be
provided based on statute, DoD policies, and/or agreements with other agencies. Approving
authorities may be at various levels within DoD.
3.2. DoD support of civilian law enforcement agencies is closely monitored from within and
outside DoD. Military commanders and DoD officials must be aware of the limitations and
restrictions placed on military members based on statute, Executive orders, and DoD policies on
conducting domestic civilian law enforcement activities. DoD policy for DoD support of civilian
law enforcement agencies is described in Section 4 of this volume. The U.S. Secret Service
(USSS) is a civilian law enforcement agency to which DoD routinely provides military support
(see Section 5 of this volume).
3.3. DoD has some direct responsibilities, but also provides support to civilian law enforcement
agencies, for counterdrug operations. See Section 6 of this volume for information on DoD
activities in counterdrug operations.
3.4. In some instances, the recipients of DoD support are not civil authorities but are considered
qualifying entities, as defined in DoDD 3025.18. The ASD(HD&GS) has oversight
responsibilities for DoD support for:
a. Special events (see Section 7 of this volume for more information).
b. National Special Security Events (NSSEs) (see Section 8 of this volume for more
information).
c. National and international sporting events (see Section 9 of this volume for more
information).
3.5. DoD support to civil authorities may not fall under the direct oversight of the
ASD(HD&GS). Similar to DoD support of special events, DoD support may be provided based
on statute, DoD policies, and/or agreements with other agencies and non-governmental entities.
a. DoD is authorized by statute to provide support to youth organizations and other
community-related activities (see Section 10 of this volume for more information).
b. DoD public affairs policies cover other community engagement activities that allow the
public to interact with DoD to foster good will (see Section 11 of this volume for more
information).
SECTION 3: PRE-PLANNED DOD SUPPORT
7
DoDM 3025.01-V3, August 11, 2016
3.6. DoD is authorized to provide support to the President. Section 12 of this volume discusses
the various types of support DoD provides to the President, Vice President, and White House
Military Office (WHMO).
3.7. Members and employees of Congress are afforded DoD support mainly in the form of
transportation, funeral support, and public affairs-related activities (see Section 13 of this volume
for more information).
3.8. DoD has some unique capabilities that may be used to support the scientific community,
including providing support for:
a. Space programs (see Section 14 of this volume for more information).
b. National Science Foundation (NSF) Polar programs (see Section 15 of this volume for
more information).
SECTION 3: PRE-PLANNED DOD SUPPORT
8
DoDM 3025.01-V3, August 11, 2016
SECTION 4: DOD SUPPORT OF CIVILIAN LAW ENFORCEMENT
AGENCIES
4.1. GENERAL.
a. Section 1385 of Title 18, United States Code (U.S.C.), also known and referred to in this
volume as “The Posse Comitatus Act,” as amended, limits direct military participation in civilian
law enforcement activities unless it is authorized by U.S. statutes or the U.S. Constitution.
Violators of the Posse Comitatus Act can face criminal prosecution and may be subject to fines
and imprisonment. However, there are numerous exceptions to the Posse Comitatus Act that
allow for military support of civilian law enforcement agencies. The Posse Comitatus Act does
not apply to National Guard personnel in Title 32 or state active duty status. Although the Posse
Comitatus Act applies only to the Army and the Air Force, the Secretary of Defense also is
required by Section 375 of Title 10, U.S.C., to ensure that Army, Navy, Air Force, and Marine
Corps personnel are restricted from direct participation in a search, seizure, arrest, or other
similar activity, unless that participation is otherwise authorized by law.
b. In accordance with Section 371 of Title 10, U.S.C., the needs of civilian law enforcement
officials for information will, to the maximum extent practicable, be taken into account in the
planning and execution of military training or operations. DoD implements this requirement in
DoDI 1322.28 with respect to military training off federal real property.
c. Procedure 12 in DoD 5240.1-R governs the support that Defense Intelligence Components
can provide to civilian law enforcement agencies.
d. DoD domestic counter-terrorism operational response and support in countering weapons
of mass destruction is governed by presidential policy directives, Section 831 of Title 18, U.S.C.,
Section 382 of Title 10, U.S.C., and other applicable laws.
4.2. KEY AUTHORITIES AND REFERENCES. Table 1 lists key authorities and references
for DoD support of civilian law enforcement agencies.
Table 1. Key Authorities for DoD Support of Civilian Law Enforcement Agencies
Key Authority/Reference
Description
Sections 371-378 of Title 10,
Establishes the authority for defense support of civilian law
U.S.C.
enforcement agencies.
A statutory restriction on DoD participation in civilian law
The Posse Comitatus Act
enforcement activities.
Establishes policy, assigns responsibilities, and provides
procedures for DoD support to federal and to State, local,
DoDI 3025.21
tribal, and territorial (SLTT) civilian law enforcement
agencies, including responses to civil disturbances.
SECTION 4: DOD SUPPORT OF CIVILIAN LAW ENFORCEMENT AGENCIES
9
DoDM 3025.01-V3, August 11, 2016
Table 1. Key Authorities for DoD Support of Civilian Law Enforcement Agencies,
Continued
Key Authority/Reference
Description
Establishes policy, assigns responsibilities, and provides
procedures for planning, coordinating, and conducting
realistic military training off federal real property. DoD
DoDI 1322.28
policy is to expand efforts to identify opportunities to
coordinate the Services’ military training requirements with
civilian law enforcement support requirements.
Establishes policy for Defense intelligence organizations
DoD 5240.1-R
supporting civilian federal and SLTT law enforcement
agencies.
Approves activities that enable DoD Components to take
into account the information needs of civilian law
Secretary of Defense
enforcement agencies while planning and conducting
Memorandum, December 16,
military training and exercises. It also approves initiatives
2013
that increase opportunities for realistic Service-led military
training.
4.3. EXAMPLES OF POSSIBLE DOD SUPPORT.
a. Specialized personnel and units.
b. Equipment.
c. Facilities.
d. Training.
e. Expert advice.
4.4. REQUEST FOR ASSISTANCE PROCEDURES. Procedures for requests for assistance
from law enforcement agencies are specified in DoDI 3025.21.
4.5. FUNDING AND REIMBURSEMENT. Funding and reimbursement guidance is
specified in DoDI 3025.21.
SECTION 4: DOD SUPPORT OF CIVILIAN LAW ENFORCEMENT AGENCIES
10
DoDM 3025.01-V3, August 11, 2016
SECTION 5: DOD SUPPORT OF THE USSS
5.1. GENERAL.
a. The USSS is a federal law enforcement agency required by statute to carry out two
missions: protecting national and visiting foreign leaders, and investigating certain crimes.
b. DoD provides support to the USSS for its protective mission as an exception to the Posse
Comitatus Act. DoDD 3025.13 and DoDI 3025.19 provide DoD policies, guidance, and
procedures for supporting the USSS.
5.2. KEY AUTHORITIES AND REFERENCES. Table 2 lists key authorities and references
for DoD support to the USSS.
Table 2. Key Authorities and References for DoD Support to the USSS
Key Authority/Reference
Description
A statutory restriction on DoD participation in civilian law
The Posse Comitatus Act
enforcement activities.
Establishes the authority for the USSS to protect the
President, Vice President (or other officer next in the order
Section 3056 of Title 18, U.S.C.
of succession to the Office of President), and other
important persons.
The Presidential Protection Assistance Act of 1976 provides
authority for protective services, including Presidential
Public Law 94-524
protection, provided by the USSS, and requires that DoD
provide certain forms of support to the USSS.
Establishes DoD policy and assigns responsibilities for
DoDD 3025.13
employment of DoD capabilities in support of the USSS,
including Presidential protection.
Establishes policies and procedures for DoD support and
DoDI 3025.19
information sharing in support of the USSS.
5.3. EXAMPLES OF POSSIBLE DOD SUPPORT.
a. Explosive ordnance disposal (EOD).
b. Explosive detection dog (EDD) and handlers.
c. Communications.
d. Chemical, biological, radiological, nuclear, and high-yield explosives (CBRNE)
protection assets.
e. Medical personnel and equipment.
SECTION 5: DOD SUPPORT OF THE USSS
11
DoDM 3025.01-V3, August 11, 2016
f. Dive teams.
g. Airlift.
5.4. REQUEST FOR ASSISTANCE PROCEDURES. Procedures for support to the USSS
are specified in DoDD 3025.13 and DoDI 3025.19.
5.5. FUNDING AND REIMBURSEMENT. Funding and reimbursement guidance is
specified in DoDD 3025.13 and DoDI 3025.19.
SECTION 5: DOD SUPPORT OF THE USSS
12
DoDM 3025.01-V3, August 11, 2016
SECTION 6: COUNTERDRUG OPERATIONS
6.1. GENERAL.
a. Counterdrug enforcement is the responsibility of multiple federal and SLTT agencies.
b. The Secretary of Defense may provide support for counterdrug activities in accordance
with Section 1004 of Public Law 101-510.
c. DoD counterdrug activities are coordinated through the Assistant Secretary of Defense for
Special Operations and Low Intensity Conflict.
d. Pursuant to Section 112 of Title 32, U.S.C., the Secretary of Defense may provide funds
to a State Governor for National Guard drug interdiction and counterdrug activities in
accordance with a Secretary of Defense-approved State drug interdiction and counterdrug
activities plan.
e. Defense intelligence component support of counterdrug operations is subject to
requirements of DoD 5240.1-R.
6.2. KEY AUTHORITIES AND REFERENCES. Table 3 lists key authorities and references
for counterdrug operations.
Table 3. Key Authorities and References for Counterdrug Operations
Key Authority/Reference
Description
Section 1535 of Title 31,
Authorizes the provision and reimbursement of support
U.S.C., also known and referred
from one federal department or agency to another for goods
to in this volume as the
or services.
“Economy Act”
Establishes the authority for DoD to serve as the single lead
agency of the Federal Government for the detection and
Section 124 of Title 10, U.S.C.
monitoring of aerial and maritime transit of illegal drugs
into the United States.
Sections 371-381 of Title 10,
Provides authorities for DoD support of civilian law
U.S.C.
enforcement agencies.
A statutory restriction on DoD participation in civilian law
The Posse Comitatus Act
enforcement activities.
Authorizes the Secretary of Defense to fund State National
Section 112 of Title 32, U.S.C.
Guard counterdrug operations.
Authorizes the Secretary of Defense to provide certain types
Section 1004 of Public Law
of support for the counterdrug activities of any other
101-510
department or agency of the Federal Government or of any
State, local, tribal, or foreign law enforcement agency.
SECTION 6: COUNTERDRUG OPERATIONS
13
DoDM 3025.01-V3, August 11, 2016
Table 3. Key Authorities and References for Counterdrug Operations, Continued
Key Authority/Reference
Description
Assigns the Defense Information Systems Agency the
responsibility to provide communications system support
DoDD 5105.19
for the detection and monitoring of aerial and maritime
transit of illegal drugs into the United States.
Governs the use of DoD Intelligence Components to
DoD 5240.1-R
support law enforcement agencies.
Chapters 1, 3, and 4, as
Provides procedures for reimbursement for support
appropriate, of DoD Financial
provided pursuant to the Economy Act.
Management Regulation
7000.14-R, Volume 11A
Provides DoD policy for counternarcotics activities. DoD
Deputy Secretary of Defense
will execute drug demand and supply reduction programs
Memorandum, July 31, 2002
consistent with statutory responsibilities, Presidential
direction, and DoD priorities.
Assigns the Under Secretary of Defense for Policy
responsibility for reviewing and approving Title 10, U.S.C.,
counternarcotics support, except where authority is
Deputy Secretary of Defense
delegated in accordance with CJCS Instruction 3710.01B.
Memorandum, October 2, 2003
Provides criteria for approving support for domestic law
enforcement agencies and also provides approval
procedures for Title 32, U.S.C., domestic counternarcotics
support.
Memorandum of Agreement
Specifies that DoD personnel may operate and maintain
Between DoD and DHS for
equipment to support law enforcement agencies for
Support to U.S. Coast Guard for
counterdrug operations.
Maritime Homeland Security
Seeks to standardize the Tactics Techniques, and
Memorandum of Understanding
Procedures and Tasks, Conditions, and Standards that
Between U.S. Fleet Forces
support airborne use of force operations to enhance safety
Command and U.S. Coast
and interoperability between the U.S. Navy and U.S. Coast
Guard
Guard.
Provides joint doctrine for the planning and execution of
Joint Publication 3-07.4
U.S. military support to U.S. counterdrug operations.
Provides joint doctrine for DSCA, including support to
Joint Publication 3-28
civilian law enforcement agencies.
Provides guidance and procedures for DoD counterdrug
support. Issues Secretary of Defense delegation of authority
CJCS Instruction 3710.01B
to approve counterdrug support. The Secretary of Defense
retains approval authority for all counterdrug support not
specifically delegated and outlined in this instruction.
CJCS Instruction 3121.01B
Contains the standing rules for the use of force for U.S.
(classified)
forces.
SECTION 6: COUNTERDRUG OPERATIONS
14
DoDM 3025.01-V3, August 11, 2016
6.3. EXAMPLES OF POSSIBLE DOD SUPPORT.
a. Maintenance and repair of loaned defense equipment.
b. Transportation support.
c. Establishment and operation of bases or training facilities (including engineer support).
d. Counterdrug-related training of law enforcement personnel.
e. Detection, monitoring, and communication of the movement of air and sea traffic within
25 miles of and outside the geographic boundaries of the United States.
f. Detection, monitoring, and communication of the movement of surface traffic outside the
geographic boundary of the United States and within the United States (not to exceed 25 miles of
the boundary if the initial detection occurred outside of the boundary).
g. Construction of roads and fences and installation of lighting to block drug smuggling
corridors across international boundaries of the United States.
h. Command, control, communications, computer, and network support.
i. Linguist support.
j. Intelligence analyst support.
k. Aerial reconnaissance support.
l. Ground reconnaissance support.
m. Diver support.
n. Tunnel detection support.
o. Use of military vessels for law enforcement agency operation platforms by U.S. Coast
Guard personnel.
p. Technology demonstrations.
6.4. REQUEST FOR ASSISTANCE PROCEDURES. The procedures for requests for
assistance for DoD counterdrug support are specified in CJCS Instruction 3710.01B.
6.5. FUNDING AND REIMBURSEMENT.
a. National Defense Authorization Act. In accordance with Section 1004 of Public Law
101-510, the Secretary of Defense may provide support for the counterdrug activities of any
SECTION 6: COUNTERDRUG OPERATIONS
15
DoDM 3025.01-V3, August 11, 2016
other department or agency of the Federal Government or of any State, local, or foreign law
enforcement agency.
b. Aerial and Maritime Detection and Monitoring. In accordance with Section 124 of
Title 10, U.S.C., DoD is the single lead agency of the Federal Government for detecting and
monitoring aerial and maritime transit of illegal drugs into the United States. This responsibility
is carried out in support of the counterdrug activities of federal, State, local, and foreign law
enforcement agencies. This support is non-reimbursable.
c. Reimbursement. In accordance with Section 377 of Title 10, U.S.C., the supported law
enforcement agency must reimburse DoD for the cost of support provided under Chapter 18 of
Title 10, U.S.C. The Secretary of Defense may waive the requirement for reimbursement if such
support:
(1) Is provided in the normal course of military training or operations; or
(2) Results in a benefit to the element of DoD or personnel of the National Guard
providing the support that is substantially equivalent to that which would otherwise be obtained
from military operations or training.
d. Economy Act. Reimbursement for support provided that is not exempt from
reimbursement by other statutes is usually provided pursuant to the Economy Act. The
Economy Act provides the authority and reimbursement mechanism for federal departments and
agencies to provide support to one another.
SECTION 6: COUNTERDRUG OPERATIONS
16
DoDM 3025.01-V3, August 11, 2016
SECTION 7: DOD SUPPORT OF SPECIAL EVENTS
7.1. GENERAL.
a. DoD does not determine whether special events warrant DoD support. Rather, civil
authorities or non-governmental entities may request DoD support.
b. There are three broad categories of special events that DoD supports.
(1) NSSEs and Special Event Assessment Rating (SEAR) events.
(a) The Secretary of Homeland Security determines if an event is an NSSE. NSSEs
are covered in detail in Section 8 of this volume.
(b) The Department of Homeland Security (DHS) is responsible for coordinating the
assessment and setting the SEAR level.
(2) National and international Scout jamborees.
(3) National and international sporting competitions. See Section 9 of this volume for
information on DoD support to national and international sporting competitions.
7.2. KEY AUTHORITIES AND REFERENCES. Table 4 lists key authorities and references
for special events.
Table 4. Key Authorities and References for Special Events
Key Authority/Reference
Description
Authorizes the provision of support and reimbursement
Economy Act
from one federal department or agency to another for goods
or services.
Provides that DoD may temporarily support, on a non-
Section 1970 of Title 2, U.S.C.
reimbursable basis, the U.S. Capitol Police Board in its
protective responsibilities.
Provides that civilian law enforcement agencies must
reimburse DoD for support provided under Chapter 18 of
Title 10 but that the Secretary of Defense may elect to
waive the reimbursement requirement if the support is
Section 377(c) of Title 10,
provided in the normal course of military training or
U.S.C.
operations or if it results in a benefit to the element of DoD
or personnel of the National Guard providing the support
that is substantially equivalent to that which would
otherwise be obtained from military operations or training.
SECTION 7: DOD SUPPORT OF SPECIAL EVENTS
17
DoDM 3025.01-V3, August 11, 2016
Table 4. Key Authorities and References for Special Events, Continued
Key Authority/Reference
Description
Authorizes the Secretaries of the Military Departments to
provide support and services, subject to restrictions in
Section 2012 and only if such support and services are
incidental to military training or authorized in another
provision of law, to:
Section 2012 of Title 10, U.S.C.
- Any federal, regional, State, or local governmental entity;
- Youth and charitable organizations specified in Section
508 of Title 32, U.S.C.;
- Any other entity approved by the Secretary of Defense on
a case-by-case basis.
Authorizes the Secretary of Defense to provide assistance
for planning for, loan of equipment for, and carrying out
Section 2553 of Title 10, U.S.C.
activities related to the security and safety of Presidential
inaugurations.
Authorizes the Secretary of Defense to lend to the Boy
Scouts of America, for the use and accommodation of
Scouts, Scouters, and officials who attend any national or
Section 2554 of Title 10, U.S.C.
world Boy Scout Jamboree, equipment and services and
expendable medical supplies, to the extent that items are in
stock and items or services are available.
Authorizes the Secretary of Defense to provide
Section 2555 of Title 10, U.S.C.
transportation for the Girl Scouts and officials for
International Girl Scout events.
Authorizes the Secretaries of the Military Departments to
Section 2558 of Title 10, U.S.C.
provide services in connection with national conferences or
conventions of a national military association.
Authorizes the USSS to protect the President, the Vice
President (or other officer next in the order of succession to
Section 3056 of Title 18, U.S.C.
the Office of President), the President-elect, the Vice
President-elect, and others.
Section 508 of Title 32, U.S.C.
Authorizes the National Guard to assist certain youth and
charitable organizations.
Requires DoD to provide assistance on a temporary basis,
without reimbursement, when assisting the USSS in its
duties directly related to the protection of the President or
Sections 6 and 8 of Public Law
the Vice President or other officer immediately next in
94-524
order of succession to the office of the President.
Authorizes DoD to provide assistance on a temporary and
reimbursable basis when assisting the USSS in its other
duties.
Clarifies the responsibilities of lead federal departments and
Presidential Policy Directive-22
agencies for managing NSSEs.
Establishes DoD policy and assigns responsibilities for
DoDD 3025.13
employment of DoD capabilities in support of the USSS
SECTION 7: DOD SUPPORT OF SPECIAL EVENTS
18
DoDM 3025.01-V3, August 11, 2016
Table 4. Key Authorities and References for Special Events, Continued
Key Authority/Reference
Description
when performing its protective duties pursuant to Section
3056 of Title 18, U.S.C., and Public Law 94-524.
Establishes policies and procedures for DoD support and
DoDI 3025.19
information sharing in support of the USSS.
Establishes policies and procedures for special events,
including:
- the President’s State of the Union Address or other address
to a joint session of Congress
DoDI 3025.20
- National Presidential nominating conventions
- Presidential inaugural activities
- International summits or meetings
- State funerals.
Chapters 1, 3, and 4, as
Provides procedures for reimbursement for support
appropriate, of DoD Financial
provided pursuant to the Economy Act.
Management Regulation
7000.14-R, Volume 11A
Joint Publication 3-28
Provides joint doctrine on DoD support of special events.
Delegates limited authority to Combatant Commanders with
DSCA responsibilities to respond to actual or potential
DSCA Execute Order
emergencies or disasters, including authority to use
(EXORD)
intelligence personnel and capabilities for certain non-
intelligence purposes during a DSCA event.
Directs DoD to maintain and be prepared to provide a
domestic CBRN response capability. Delegates limited
Domestic Chemical, Biological,
approval authority to Commander, U.S. Northern Command
Radiological, Nuclear (CBRN)
(CDRUSNORTHCOM) and Commander, U.S. Pacific
Response EXORD
Command to provide a rapid and flexible federal response
for domestic CBRN emergencies and disasters.
Delegates authority for CDRUSNORTHCOM to approve
routine requests (25 or fewer teams) for EOD directly in
DoD Routine EOD and EDD
support of the President or Vice President and other
Support to USSS and DOS
authorized protective missions, and for the Secretary of the
EXORD
Air Force to approve routine requests (25 or fewer teams)
for EDD directly in support of the President or Vice
President and other authorized protective missions.
7.3. EXAMPLES OF POSSIBLE DOD SUPPORT.
a. Aviation.
b. Communications (e.g., radios, mobile telephones, signal integrators).
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DoDM 3025.01-V3, August 11, 2016
c. Security (e.g., magnetometers, closed-circuit television, perimeter alarm systems,
undercarriage inspection devices).
d. Operations and command centers (e.g., design and configuration, video walls).
e. Explosive ordnance detection and disposal (e.g., technical advice, EOD teams, explosive
detector dogs, dog teams).
f. Logistics (e.g., transportation, temporary facilities, food, lodging).
g. Ceremonial support (in coordination with the Assistant to the Secretary of Defense for
Public Affairs (ATSD(PA))).
h. CBRN threat identification, reduction, and response capabilities.
i. Incident response capabilities, in coordination with the Department of Justice (DOJ), DHS,
Department of Health and Human Services (HHS), and in consultation with appropriate State
and local authorities.
j. DoD’s participation in SEAR-level events is usually limited to performing its air defense
mission and contact information for national-level operations entities such as the National Joint
Operations and Intelligence Center, the North American Aerospace Defense Command, the
appropriate CCMD, and the National Guard Bureau. However, requests may be made to the
DoD Executive Secretary as separate requests for assistance. Reimbursement will be determined
by applicable legal authorities.
k. Although air defense is not support to another department or agency, DoD may conduct
air defense operations during special events to respond to potential intrusions to established
temporary flight restrictions.
7.4. REQUEST FOR ASSISTANCE PROCEDURES.
a. Procedures for requesting DoD assistance for special events are prescribed in DoDI
3025.20.
b. Procedures for requesting specific assistance and support to the USSS are prescribed in
DoDI 3025.19.
7.5. FUNDING AND REIMBURSEMENT.
a. Statutory Authority. DoD has limited statutory authorization to provide support on a
non-reimbursable basis to other departments and agencies during certain special events.
(1) Presidential Protection. In accordance with Public Law 94-524, the Secretary of
Defense may provide temporary support to the USSS that is directly related to the security of the
President, Vice President, or the next in line of succession on a non-reimbursable basis. If the
support is not temporary, then it is provided on a reimbursable basis.
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